Compliance Expert for Fund Businesses

We seek a Hedge Fund Compliance Expert to join our team at Polymath Search. As a critical component of our legal and compliance team, you will play a pivotal role in ensuring the integrity of our operations in Hong Kong.Your primary responsibilities will include:Maintaining and improving our compliance programs to address evolving regulatory...

About the RoleWe are seeking a skilled professional to join our client's compliance team in Hong Kong. The ideal candidate will have a strong background in compliance, with experience in fund businesses and knowledge of relevant regulations.The role will involve:Providing regulatory advice to fund businessesManaging employee compliance mattersStaying...

We are looking for an experienced Fund Administration Expert to join our team at ACCA Careers.The successful candidate will have a degree in Business, Accounting, Finance, Economics, or relevant areas.They should have a minimum of 2 years' experience in fund accounting/administration, custody operations, transfer agency, or fund trustee.The ideal candidate...

Ashford Benjamin is partnering with a leading asset manager to find a talented Asset Management Compliance Professional.This is a unique opportunity for individuals with experience in compliance and regulation to work with a reputable firm and gain exposure in the APAC region.The role involves providing compliance advisory services to fund businesses,...

At Be Myjob Company Limited, we are seeking a highly skilled Senior Compliance Expert to join our team. This is an exciting opportunity for an experienced professional to take on a challenging role in Asset Management Compliance.Job Description:As a Principal Consultant, you will be responsible for providing support to the Deputy Head of Compliance in Hong...

As a Fund Advisory and Sales Expert at AIA Hong Kong and Macau, you will be responsible for providing expert advice on highly technical investment-related areas. Your primary focus will be on articulating investment trends and fund features to agents, brokers, and end customers.

At Franklin Templeton Investments, we are committed to advancing our industry forward by developing innovative solutions to help our clients achieve their investment goals. Our dynamic and diversified firm spans asset management, wealth management, and fintech, offering various ways to support investors in reaching their objectives. Our talented teams...

Job DescriptionOur client, The Edge Partnership - The Edge in Asia, is seeking an experienced AML Compliance VP to join their well-established team in Hong Kong. This role offers a unique opportunity to work with a reputable professional services firm that has a global presence and a strong regional network in Asia.As Acting MLRO, AMLCO, DMLRO, you will...

At Macrowaters Asia Fund Management Limited, we are seeking a highly skilled and experienced investment professional to join our team as a Senior Trader/Portfolio Manager (PM)/Executive Asset Manager (EAM)/Relationship Manager (RM)/Investment Representative (IR).This role is ideal for a seasoned executive looking for a challenging opportunity to drive growth...

About the RoleWe are seeking an experienced Compliance Expert to join our Investment Compliance team in Hong Kong. The successful candidate will contribute to ensuring that all of Allianz Global Investors' activities in the Asia Pacific offices satisfy regulatory requirements and internal policies.Develop and implement policies, procedures, and controls to...

APAC Compliance Specialist OpportunityA leading asset manager is seeking an experienced APAC compliance specialist to join their team. The role involves providing regulatory compliance advisory services to APAC businesses, identifying rules and regulation updates, establishing effective compliance programs, and overseeing general compliance...

One Arrow Consulting is seeking a seasoned Financial Manager to oversee the fund operations, including capital calls, distributions, NAV calculations, and cash flow management for private equity funds and SPVs.We are looking for an experienced professional to manage quarter-end and year-end audits, tax filings, and US regulatory requirements.The successful...

iCapital powers the world's alternative investment marketplace, leveraging its financial technology platform to transform how advisors and wealth management firms evaluate and recommend bespoke public and private market strategies.With a global client base of $210 billion in assets invested in 1,690 funds, iCapital has established itself as a leading player...

The Legal and Compliance Director - MD  in a private credit fund is responsible for overseeing the compliance framework and legal matters related to the fund's operations. This role is crucial in ensuring that the fund adheres to all regulatory requirements and internal policies while managing legal risks associated with investment activities.Key...

Job DescriptionWe're looking for a highly skilled Fintech Compliance Expert to join our team in Hong Kong. As the first lawyer in this role, you'll be responsible for overseeing the APAC region and ensuring compliance with complex regulatory environments.This is an exciting opportunity for someone with 5-10 years of post-qualification experience in relevant...

Ashford Benjamin is seeking a highly skilled Regulatory Expert to join our client's team in Hong Kong.This is a fantastic opportunity for individuals with expertise in compliance and regulation to work with a reputable asset manager and gain exposure in the APAC region.The successful candidate will be responsible for providing compliance advisory services to...

Company Overview">Global Consultancy Hong Kong is a leading consultancy firm in the asset management and funds sector.We offer expert advice and support to clients on regulatory compliance matters.">Job Responsibilities">Advise clients on licensing applications, regulatory submissions, and ongoing compliance obligations.Develop and enhance compliance...

We are a global technology leader. Our values of teamwork, integrity, and trust guide our business decisions.Lenovo is a technology powerhouse serving millions of customers worldwide. Our commitment to Smarter Technology for All drives innovation in AI-enabled devices, infrastructure, software, and services.Focused on building a more equitable and...

About the RoleWe are seeking a highly experienced Financial Control and Compliance Expert to join our team in the Asia Pacific region. The successful candidate will be responsible for developing and implementing effective financial control and compliance frameworks to support business growth and minimize risk.This is an exciting opportunity for a skilled...

We are looking for a Senior Regulatory Advisor to join our team at Moody's Investors Service. As a key member of our Compliance team, you will play a critical role in ensuring the successful implementation of our Compliance Program in the APAC region.The ideal candidate will have:More than 20 years of experience in Compliance, law, or risk...