Regulatory Compliance Expert for Wealth and Personal Banking

1 week ago

Hong Kong, Central and Western District, Hong Kong SAR China Hang Seng Bank Limited Full time
Overview

Hang Seng Bank Limited is committed to delivering exceptional service excellence, leveraging the skills of our talented team members who play a vital role in driving business growth. Our Risk and Compliance function focuses on effective risk management with strong subject matter expertise, ensuring safe and sustainable operations.

Job Summary

We are seeking a high-calibre professional to join our department as a Compliance and Control Manager, Wealth & Personal Banking (Insurance). As a key member of our team, you will provide compliance advice on regulatory requirements, product development, sales processes, conduct, controls & monitoring, and marketing materials. Your recommendations will ensure timely and effective implementation of regulations, while fostering a compliance culture within the bank.

Key Responsibilities
  • Provide Regulatory Advice: Offer expert guidance on regulatory requirements, ensuring full compliance with relevant regulations and Group Standards.
  • Risk Management: Identify and mitigate exposure to regulatory risks/issues, recommending practical and effective solutions.
  • Compliance Planning: Collaborate with stakeholders to create an effective Compliance plan, managing identified risks and developing mitigation strategies.
  • Regulatory Review: Advise on rules, regulations, and consultation papers issued by regulatory authorities, ensuring timely and effective implementation.
  • Culture Fostering: Assist in promoting a compliance culture within the bank, embedding best practices across the organization.
Requirements
  • Degree Holder: Degree holder in Law, Accounting, Finance, Business Administration, or other relevant discipline.
  • Compliance Experience: At least 5 years' experience in compliance/regulatory fields, preferably with 3 years in insurance compliance.
  • Regulatory Interaction: Experience interacting with regulators, such as the Insurance Authority, Hong Kong Monetary Authority, Mandatory Provident Fund Schemes Authority, and Securities and Futures Commission.
  • Communication Skills: Strong communication and interpersonal skills, with experience articulating risk management and policy in a business context.
  • Regulatory Matters: Confidence in dealing with regulatory matters, with ability to interact effectively with regulators.
  • Servicing Mindset: Great sense of ownership and servicing mindset, ensuring efficient and effective customer service processes.
What We Offer

We offer a dynamic working environment, good career development opportunities, and competitive compensation packages. If you're looking for a challenging role that leverages your skills and experience, we encourage you to apply. Estimated salary: $120,000 - $180,000 per annum, depending on location and experience.

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