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Asia Director of Risk Management
2 weeks ago
Our top-ranking European Private Bank seeks an experienced Regulatory Compliance Expert to fill the role of North Asia Regulatory & Product Compliance Director. The successful candidate will be responsible for overseeing the bank's regulatory strategy in the region.
Key Accountabilities- Report directly to the North Asia Head of Compliance and lead a team of subordinates in regulatory advisory services.
- Engage with HKMA and SFC on regulatory matters, ensuring compliance with relevant laws and regulations.
- Design and implement internal policies and procedures related to product offerings and client profiling.
- Oversee product due diligence and distribution processes.
- Advise senior management on regulatory matters, risk identification, and control enhancements.
- Degree holder in Accounting, Business, or related fields.
- Minimum 10 years of experience in regulatory & product compliance, including 3 years in private banking or HKMA/SFC regulator.
- Desirable: Relevant industry experience in private banking.
- Excellent understanding of HKMA/SFC regulatory requirements.
- Results-driven individual with strong problem-solving skills.