Compliance Officer

EFG International seeks a seasoned Compliance Officer to join its team. The ideal candidate will possess a strong background in risk management and a proven track record of ensuring compliance with regulatory requirements. Key responsibilities include providing advisory support to Client Relationship Officers, conducting customer due diligence, and preparing...

About the RoleMizuho Bank, Ltd. is seeking a highly skilled Compliance Officer to join our team in Hong Kong. As a key member of our Legal and Compliance Section, you will play a critical role in ensuring the bank's compliance with relevant laws and regulations.Key ResponsibilitiesAssist in managing the General Compliance functions, including planning,...

Bank Of China (Hong Kong) Limited is seeking a Compliance Manager to join our team. The successful candidate will be responsible for providing advisory services to business units regarding regulatory compliance issues. Key responsibilities include participating in regulatory compliance-related projects, reviewing policies and procedures, and conducting...

Job Summary:Dah Sing Bank is seeking a highly skilled Compliance Officer to join our team. As a key member of our Group Compliance Division, you will play a critical role in ensuring the Bank's compliance with rules, regulations, and guidelines issued by regulatory bodies.Main Responsibilities:• Conduct thorough reviews and provide advice on...

About Dah Sing Financial GroupThe Dah Sing Financial Group is a leading financial services organization in Hong Kong, offering a range of banking, insurance, and financial services through its extensive network of over 70 branches in Hong Kong, Macau, and Mainland China.We value a culture of caring, teamwork, and progressiveness. We recognize that every...

Job SummaryWe are seeking a highly skilled Compliance Officer to join our team at Infini Capital Management Limited. As a key member of our compliance department, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.Key ResponsibilitiesCompliance Policy ManagementDevelop,...

About the RoleWe are seeking a highly skilled Compliance Assistant to join our team at Moomoo. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements.Key ResponsibilitiesTrade Surveillance and Compliance: Assist in monitoring and investigating potential...

Main ResponsibilitiesProvide advisory support and challenge to ensure that Client Relationship Officers perform initial and ongoing customer due diligence in accordance with EFG Global standards as well as applicable Anti-Money Laundering (AML), Combating the Financing of Terrorism (CFT), Sanctions, and Tax regulations and laws;Subject matter expert to guide...

{"title": "Compliance Officer/Manager", "content": "Main ResponsibilitiesWe are seeking a highly skilled Compliance Officer/Manager to join our team at Gough Recruitment. The successful candidate will be responsible for ensuring that our clients' businesses operate in compliance with all relevant laws and regulations.Monitor daily trading activities and...

Job SummaryCorporation Service Company is seeking a highly skilled Regulatory Compliance Officer to join our team in Hong Kong. As a key member of our Regulatory and Compliance Services (RCS) team, you will play a critical role in ensuring our clients meet both their local and global regulatory needs.About the RolePerform Anti-Money Laundering (AML) and...

Job SummaryThe Bank of East Asia is seeking a highly skilled AML Compliance Manager to join our team. As a key member of our compliance department, you will be responsible for ensuring the Bank's adherence to anti-money laundering (AML) and combating the financing of terrorism (CFT) regulations.Key ResponsibilitiesAML/CFT Compliance: Review and comment on...

About the RoleWe are seeking a highly experienced Senior Compliance Officer, VP to join our team at Robert Walters Hong Kong. As a key member of our Compliance department, you will play a pivotal role in ensuring regulatory compliance across our business areas.Key ResponsibilitiesCompliance Advisory: Provide in-depth compliance advisory and guidance on new...

About the RoleCiti is seeking a highly skilled Compliance Testing Officer to join our team in Hong Kong. As a key member of our Compliance Risk Management team, you will play a critical role in assessing and mitigating compliance risks across our Markets businesses.Key ResponsibilitiesDevelop and execute compliance testing programs to identify and mitigate...

Job Summary:Citi is seeking a highly skilled Compliance Testing Officer to join our team in Hong Kong. As a Compliance Testing Officer, you will be responsible for assessing compliance risks and controls implemented by the first and second line of defense, performing risk assessments of Citi's compliance risks, and reporting and escalating control issues and...

Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at JC Executive Search. The successful candidate will be responsible for ensuring that our company's compliance programs are effective and up-to-date.Key Responsibilities:Compliance Program Management: Develop and implement compliance programs to ensure adherence to regulatory...

Job DescriptionWe are seeking a highly skilled Compliance Manager to join our team at JC Executive Search. The ideal candidate will have a strong background in compliance and regulatory affairs, with a proven track record of ensuring compliance with relevant laws and regulations.Key Responsibilities:Compliance Management: Develop and implement effective...

Compliance Manager (Corporate Banking)Our client, a leading financial institution, is seeking a highly skilled professional to fill the position of Compliance Manager.Key ResponsibilitiesCollaborate with the Head of Legal & Compliance to oversee all regulatory compliance matters.Conduct thorough compliance reviews and assessments to evaluate the...

About the RoleWe are seeking a highly skilled Compliance Manager to join our team at moomoo. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.Key ResponsibilitiesLicensing and ComplianceAssist in supervising licensing-related...

About the RoleDBS Bank is seeking a highly skilled Compliance Officer to join our team in the Bancassurance Business. As a Compliance Officer, you will play a critical role in ensuring that our business operations are in compliance with relevant laws, regulations, and internal policies.Key ResponsibilitiesProvide prompt, practical, and consistent compliance...

Compliance Manager (Financial Institution)Global Executive Consultants Ltd. is seeking a seasoned professional to oversee general compliance for Type 1, 4, and 9 licenses. The ideal candidate will ensure daily operations comply with Hong Kong SFC and/or other regulatory requirements.Key ResponsibilitiesDevelop and implement compliance strategies to mitigate...