Investment Associate Professional

19 hours ago


Hong Kong, Central and Western District, Hong Kong SAR China Wellington Management Company, LLP Full time
About Wellington Management

We are a comprehensive investment management firm with capabilities spanning nearly all segments of the global capital markets. Our solutions for institutional clients in over 60 countries draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate.

Business Associate Role Overview

The Legal, Compliance and Risk Business Associate (BA) Program is an exciting pathway into our firm for graduating undergraduate students interested in the variety of career opportunities available in the investment management industry. This three-year Hong Kong-based program will provide you with insight into our industry, firm, and culture, as well as knowledge of the many different business divisions that support our investment management business.

Program Objectives
  • To develop your business and technical skillset while assimilating into the firm, your job, and our culture.
  • To help you discover your long-term fit here at the firm and be placed into positions that are complementary to your skills, interests, and business needs.
Responsibilities in the BA Program

You will be in a three-year rotational program, starting with the APAC Compliance function and subsequently transitioning to the Legal function. Your responsibilities may include:

  • Supporting the HK Core Compliance team in handling licensing applications, regulatory surveys, and supervisory reports.
  • Supporting the Public Markets Compliance team on wall crossing requests from brokers.
  • Participating in our compliance testing program to verify the firm's compliance with its policies and procedures.
  • Partnering with compliance officers and analysts on special projects supporting the compliance program.
  • Project management of regulatory and business changes that center on legal or compliance considerations.
Latter Rotations Responsibilities
  • Assisting in the review and negotiation of investment management agreements to support our institutional client business.
  • Assisting with corporate governance, including supporting affiliate boards.
  • Partnering with attorneys or analysts on special projects to support regulatory initiatives.
Qualifications and Requirements
  • Graduating undergraduate students from any major between 2024 and the summer of 2025.
  • Highest ethical standards and personal and professional integrity.
  • Demonstrated academic accomplishments.
  • Proven leadership experience and participation in community service and extracurricular activities.
  • Advanced skill in Microsoft 365 Excel and proficiency in Microsoft 365 Word and PowerPoint.
  • Fluency in written and spoken English and the ability to read Chinese is preferred.
  • Sharp quantitative, analytical, and problem-solving skills with the ability to synthesize information.
  • A self-starter with a high level of intellectual curiosity and ability to effectively prioritize tasks.


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