VP (Quality Control) - Investment Banking Department

6 days ago


Hong Kong Island, Hong Kong SAR China China Securities (International) Finance Holding Company Limited Full time

We are looking for an experienced Risk Management and Compliance Officer to join our Investment Banking team. This role is responsible for ensuring that all transactions executed by our teams meet the highest standards of quality, risk management, and compliance.

About Us:

Our company is a leading financial institution providing a range of services to our clients. We are committed to maintaining the highest standards of quality, risk management, and compliance in all our transactions.

Responsibilities:
  • Responsible for the quality control, risk management and advice on the transactions of the Investment Banking Department;
  • Assist the team leader to establish, maintain and review the internal control measures on Investment Banking Department;
  • Support the team leader on deal screening (i.e. DSC meeting) and ensure sufficient due diligence was done for IPO transactions (i.e. DDC meeting);

Requirements:

  • Master degree holder in Finance or related discipline(s) from a reputable university;
  • At least 4-7 years work experience in reputable investment banks, Big4 accounting firms or law firms. Previous experience in HKEx or SFC is preferred;
  • Solid knowledge of regulatory requirements including the Listing Rules and the Takeovers Code;


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