Risk Management Leader for OTC Markets

2 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full time

About the Role

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We are seeking an experienced Risk Management Leader to lead our OTC Clear risk management activities, with a focus on Hong Kong's over-the-counter (OTC) centrally cleared financial markets.

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As a key member of our Group Enterprise Risk Management team, you will be responsible for developing and implementing effective risk management strategies to support our services. You will work closely with senior risk management professionals and have extensive exposure to senior risk management.

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This is an excellent opportunity to demonstrate your understanding of the risks facing a complex, systemically important financial institution, as well as your in-depth experience of fixed income / FX / rates derivatives and the risk and operational processes required to support them.

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You will be responsible for leading the central counterparty (CCP) risk of HKEX clearing houses, including:

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  • Leading, planning, directing and overseeing 2nd line risk management activities, with a focus on the OTC Clear, across all financial and non-financial risk areas
  • Developing risk thinking around the development of OTCC products, services and solutions to the market
  • Reviewing OTCC risk management policies and frameworks to match the developing business needs and changing regulatory requirements
  • C coordinating with relevant parties and ensuring OTCC's compliance with international standards and applicable regulations
  • Communicating risk management approaches to both internal and external stakeholders through ad hoc or structured channels
  • Developing risk reporting required to support the OTC Clear Chief Risk Officer and Board reporting responsibilities
  • Developing research papers to advance the standards and strategies of enterprise risk topics at HKEX

About You

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We are looking for a highly experienced and skilled risk management professional with a strong background in risk management, preferably in a CCP, bank, asset manager, hedge fund or similar financial organization. You should have at least 15 years of relevant experience, with at least 10 years at a management level and within the fixed income / rates space.

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You should also have knowledge of and experience with local and international regulatory requirements, including but not limited to the Securities and Futures Ordinance (SFO), Basel Committee on Banking Supervision (BCBS), CPMI-IOSCO Principles for Financial Market Infrastructures (PFMIs) or European Markets Infrastructures Regulations (EMIR). Knowledge of Mainland China financial market related regulatory requirements is an advantage.

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In addition to your technical skills and experience, you should possess excellent managerial, analytical, strategic thinking, networking, interpersonal and communication skills. Strong leadership and people management skills are essential, as well as a positive attitude and strong business acumen.

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About Us

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Hong Kong Exchanges and Clearing Limited (HKEX) is a purpose-driven company committed to the long-term development of our business and our markets. We believe in supporting, respecting diverse perspectives, abilities, culture and experiences within our workplace.

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Join us in shaping the future of our markets and communities for the prosperity of all.



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