Regulatory Compliance Manager, CMB

Job DescriptionResponsibilitiesThe successful incumbent will possess a deep understanding of regulatory compliance and exceptional client-facing skills. The scope of work will include, but not be limited to, compliance advisory, dealing with regulatory bodies, client communication, complex compliance issue resolution, and team management.Key...

Main Responsibilities:We are seeking a highly skilled Compliance Officer to join our Asset Management team in Hong Kong. The successful candidate will be responsible for monitoring day-to-day compliance responsibilities, providing compliance advisory and support to the asset management business, and ensuring compliance with regulatory requirements.Key...

{"title": "Regulatory Compliance Role", "content": "Job SummaryWe are seeking a highly skilled Regulatory Compliance professional to join our team at IQ-EQ. As a key member of our compliance team, you will be responsible for ensuring that our clients meet all regulatory requirements and maintain a strong compliance culture.Key ResponsibilitiesProvide expert...

{"Responsibilities": "As a key member of our team, you will be responsible for providing regulatory compliance expertise to our clients. Your primary focus will be on ensuring that our clients are in compliance with all relevant regulations and laws. You will be the main point of contact for clients, providing guidance and support on all regulatory...

Job SummaryInfini Capital Management Limited seeks a highly skilled Compliance Manager to join our team. As a key member of our compliance department, you will be responsible for ensuring that our company adheres to all relevant regulatory requirements and industry standards.Key Responsibilities Compliance Policy Development and Maintenance Develop,...

Senior Regulatory Compliance ManagerHang Seng Bank is committed to excellence in service. Our people are our most valuable asset, playing a crucial role in enhancing our performance for customers and providing best-in-class products and services.We seek high-calibre talent to join our team as Senior Regulatory Compliance Manager, WPB. This role is...

About Hang Seng Investment Management LimitedHang Seng Investment Management Limited is a leading asset management company in Hong Kong, specializing in Hong Kong and China markets. We offer a comprehensive range of investment products to retail and institutional investors.Job SummaryWe are seeking a high-caliber Compliance Manager to join our team. The...

Job Description**About the Role**We are seeking a highly skilled Compliance Manager to join our team at Bank Of China (Hong Kong) Limited. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.Key Responsibilities**Advisory...

Hong Kong Exchanges and Clearing Limited is seeking a talented graduate to join our 2025 Graduate Programme. As a Regulatory Compliance Specialist, you will play a critical role in ensuring the integrity of Hong Kong's financial ecosystem. Through immersive training and exposure to regulatory authorities, you will master regulatory standards and contribute...

Job Title: Senior Associate/ Assistant Manager, Regulatory ComplianceWe are seeking a highly skilled professional to join our team at IQ-EQ, a leading provider of compliance consultancy services to clients regulated by the Securities and Futures Commission (SFC) in Hong Kong.Key Responsibilities:Client Management: Serve as the primary point of contact for...

About IQ-EQIQ-EQ is a leading Investor Services group that combines global expertise with a strong focus on client service delivery. We support fund managers, global companies, family offices, and private clients operating worldwide.Job SummaryWe are seeking a highly skilled Senior Associate to join our team for the provision of compliance consultancy...

Company Overview:Hong Kong Exchanges and Clearing Limited is a leading financial market infrastructure provider, connecting capital, ideas, inspiration, and innovation for deeper, more diverse, and liquid global capital markets.Job Summary:We are seeking a highly motivated and ambitious graduate to join our 24-month rotation program, dedicated to mastering...

Job Title: Officer, Regulatory Compliance ServicesAbout the Role:We are seeking a highly skilled and experienced Regulatory Compliance Officer to join our team in Hong Kong. As a key member of our Regulatory and Compliance Services (RCS) team, you will play a critical role in ensuring our clients meet both their local and global regulatory needs.Your...

About the PositionWe are seeking a highly skilled Regulatory Compliance Specialist to join our Hong Kong team. As a key member of our Legal and Compliance Group, you will work closely with internal business groups to identify, advise, analyze, and resolve regulatory reporting and compliance issues related to Jane Street's Asian Business.This role will...

Job SummaryCorporation Service Company is seeking a highly skilled Regulatory Compliance Officer to join our team in Hong Kong. As a key member of our Regulatory and Compliance Services (RCS) team, you will play a critical role in ensuring our clients meet both their local and global regulatory needs.About the RolePerform Anti-Money Laundering (AML) and...

Hex Trust: A Leading Web3 InnovatorWe are seeking a highly skilled and experienced Regulatory Compliance Specialist to join our team in Hong Kong. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with all relevant regulatory requirements.About the RoleThis is an exciting opportunity to...

About Hang Seng BankHang Seng Bank is a leading financial institution committed to delivering exceptional service and excellence in all aspects of its business. Our people are our greatest asset, and we strive to create a dynamic and inclusive work environment that fosters growth, innovation, and collaboration.WPB Compliance DepartmentThe WPB Compliance...

Senior Regulatory Compliance Manager, WPBHang Seng Bank is committed to excellence in service. Our people are our most valuable asset, and we strive to enhance our performance for customers by providing best-in-class products and services.We are seeking a high-caliber professional to join our department as a Senior Regulatory Compliance Manager, WPB. This...

Hex Trust: A Leading Web3 InnovatorWe are seeking a highly skilled and experienced Regulatory Compliance Specialist to join our team in Hong Kong. As a key member of our compliance team, you will play a critical role in ensuring that our business operations are in line with all relevant regulatory requirements.About the RoleThis is an exciting opportunity...

Compliance Career Opportunity **About the Role** We are seeking a highly skilled Regulatory Compliance Specialist to join our team at Recruitment Intelligence Consultants Limited. As a key member of our organization, you will play a critical role in overseeing the identification, assessment, and management of key compliance risks across the Asia Pacific...