Investment Banking Quality Assurance Lead

5 days ago


Hong Kong, Central and Western District, Hong Kong SAR China China Securities (International) Finance Holding Company Limited Full time
Job Description

We are seeking a highly motivated and experienced Investment Banking Quality Assurance Lead to join our team at China Securities (International) Finance Holding Company Limited. The successful candidate will be responsible for ensuring the highest standards of quality control and risk management in all investment banking transactions.

Key Responsibilities:

  • Develop and implement quality assurance programs to ensure consistency and excellence in deal execution;
  • Conduct regular audits and assessments to identify areas for improvement;
  • Collaborate with the team leader to establish and maintain effective internal controls and procedures;
  • Identify and address potential issues that may impact the efficiency and effectiveness of the department;
  • Promote a culture of quality assurance, risk awareness, and compliance throughout the organization;
  • Provide expert advice to the Investment Banking Department to enhance deal quality and facilitate smooth transaction execution.

Requirements:

  • Master's degree in Finance or a related field from a reputable university;
  • At least 4-7 years of work experience in reputable investment banks, Big4 accounting firms, or law firms, preferably with experience in HKEx or SFC;
  • Solid knowledge of regulatory requirements, including the Listing Rules and the Takeovers Code;
  • Familiarity with corporate finance execution and operational procedures;
  • Excellent analytical, critical thinking, interpersonal, and negotiation skills;
  • Able to effectively prioritize and manage multiple tasks under tight deadlines;
  • Strong command of written and spoken English and Chinese, including Putonghua.


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