Senior Regulatory Manager
1 month ago
We are seeking a highly skilled and experienced professional to join our team as a Senior Regulatory Manager in the Investment Products Division. As a key member of our team, you will be responsible for ensuring that our regulatory work is carried out to the highest standards, and that our products are authorized and monitored in accordance with SFC product codes.
Key Responsibilities- Process applications for authorization of retail investment products, including reviewing and analyzing offering documents and marketing materials.
- Monitor and gather market information and investment products data to ensure compliance with regulatory requirements.
- Provide assistance to policy-oriented research and comparative studies on international securities regulation.
- Assist in research projects and analyze regulatory policies, macro-economics, and financial matters in Hong Kong, Mainland China, and overseas markets.
To be successful in this role, you will need to have a university degree in Law, Economics, Accounting, or Finance, and a minimum of five years of solid and relevant work experience in the financial services or related industries. Experience in regulatory bodies, major law or audit firms, international investment banks, or asset managers is highly desirable. You will also need to have excellent analytical, numerical, writing, presentation, and interpersonal skills, as well as the ability to work under pressure and meet deadlines.
An excellent command of spoken and written English and Chinese is required, with proficiency in Putonghua a plus. If you are a motivated and experienced professional looking for a challenging role in a dynamic and expanding professional team, we encourage you to apply for this position.
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Senior Manager – Regulatory Oversight
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full timeJob Title: Senior Manager – RegulatoryHarbridge Partners is seeking a highly skilled Senior Manager to join our team in Hong Kong. As a Senior Manager – Regulatory, you will be responsible for leading a team of regulatory and compliance professionals in the supervision of major insurance groups under the group-wide supervision framework.Key...
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Senior Manager
2 days ago
Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full timeSenior Manager - Regulatory ReportingALL-STAR AGENCY is seeking a highly skilled Senior Manager to lead our Regulatory Reporting team in Hong Kong. As a critical member of our organization, you will play a key role in ensuring the accuracy and compliance of our regulatory reporting processes.Key Responsibilities:Regulatory Reporting Oversight: Oversee the...
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Senior Regulatory Reporting Manager
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China ALL-STAR AGENCY Full timeSenior Regulatory Reporting ManagerALL-STAR AGENCY is seeking a highly skilled Senior Regulatory Reporting Manager to join our team in Hong Kong. As a critical member of our Regulatory Reporting team, you will play a key role in ensuring the integrity and compliance of our regulatory reporting processes.Key ResponsibilitiesRegulatory Reporting Oversight:...
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Senior Manager – Regulatory Oversight
7 days ago
Hong Kong, Central and Western District, Hong Kong SAR China HARBRIDGE PARTNERS Full time{"title": "Senior Manager – Regulatory Oversight", "content": "Job SummaryWe are seeking a highly experienced Senior Manager – Regulatory Oversight to join our team at Harbridge Partners Limited. As a key member of our organization, you will be responsible for leading a team of regulatory professionals and exercising prudential supervision of major...
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Senior Regulatory Compliance Manager
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full timeSenior Regulatory Compliance ManagerHang Seng Bank is committed to excellence in service. Our people are our most valuable asset, playing a crucial role in enhancing our performance for customers and providing best-in-class products and services.We seek high-calibre talent to join our team as Senior Regulatory Compliance Manager, WPB. This role is...
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Senior Manager Regulatory Reporting
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Talent Axis Full timeJob Title: Senior Manager, Regulatory ReportingTalent Axis is seeking a highly skilled Senior Manager, Regulatory Reporting to join our team. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and providing timely and accurate submissions of banking returns and regulatory reports.Key...
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Senior Regulatory Change Manager
6 days ago
Hong Kong, Central and Western District, Hong Kong SAR China Hang Seng Bank Limited Full timeJob Title: Senior Regulatory Change ManagerHang Seng Bank Limited is seeking a highly skilled Senior Regulatory Change Manager to join our Global Markets team.Job SummaryWe are looking for a seasoned professional with a strong background in regulatory compliance and change management to lead our global regulatory change projects. The successful candidate...
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Senior Regulatory Change Manager
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Hang Seng Bank Limited Full timeJob DescriptionHang Seng Bank Limited is committed to service excellence and seeks a high-calibre professional to join our Global Markets team as a Senior Regulatory Change Manager.Key ResponsibilitiesLead global regulatory change projects and ensure ongoing adherence to regulatory requirements.Conduct impact analysis on new regulations from global and local...
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Senior Regulatory Compliance Manager, WPB
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full timeSenior Regulatory Compliance Manager, WPBHang Seng Bank is committed to excellence in service. Our people are our most valuable asset, and we strive to enhance our performance for customers by providing best-in-class products and services.We are seeking a high-caliber professional to join our department as a Senior Regulatory Compliance Manager, WPB. This...
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Hong Kong, Central and Western District, Hong Kong SAR China Talent Axis Full timeJob Title: Senior Manager, Regulatory ReportingTalent Axis is seeking a highly skilled Senior Manager, Regulatory Reporting to join our team. As a key member of our organization, you will be responsible for ensuring compliance with regulatory requirements and providing expert guidance on financial reporting.Responsibilities:Regulatory Reporting: Prepare and...
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Senior Manager, Regulatory Affairs CMC
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Gilead Sciences Singapore Pte. Ltd. Full timeAbout the RoleGilead Sciences Singapore Pte. Ltd. is seeking a highly skilled and experienced Regulatory Affairs Senior Manager to join our team in Singapore or Hong Kong. As a key member of our CMC Regulatory Affairs International Affiliate Team, you will be responsible for ensuring compliance with regulatory requirements in Australia and New Zealand.Key...
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Senior Manager, Regulatory Affairs CMC
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Gilead Sciences Singapore Pte. Ltd. Full timeAbout the RoleGilead Sciences Singapore Pte. Ltd. is seeking a highly skilled and experienced Senior Manager, Regulatory Affairs CMC to join our team in Singapore or Hong Kong. As a key member of our CMC Regulatory Affairs International Affiliate Team, you will be responsible for ensuring compliance with regulatory requirements for assigned products in...
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Senior Regulatory Compliance Manager, WPB
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full timeAbout Hang Seng BankHang Seng Bank is a leading financial institution committed to delivering exceptional service and excellence in all aspects of its business. Our people are our greatest asset, and we strive to create a dynamic and inclusive work environment that fosters growth, innovation, and collaboration.WPB Compliance DepartmentThe WPB Compliance...
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Senior Manager, Regulatory Reporting Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Talent Axis Full timeJob Summary:Talent Axis is seeking a highly skilled Senior Manager, Regulatory Reporting to join our team. As a key member of our organization, you will be responsible for ensuring the accuracy and timeliness of our regulatory reports.Key Responsibilities:Reporting and Compliance: Prepare and review statutory financial reports, banking returns, surveys, and...
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Senior Project Manager
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China HSBC Full timeAbout HSBCHSBC is a leading global banking and financial services organization with a presence in over 80 countries. Our Global Banking and Markets business provides investment and financial solutions to corporate, government, and institutional clients.Job PurposeAs a Senior Project Manager, you will be responsible for managing projects and performing...
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Senior CMC Regulatory Affairs Manager
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Gilead Sciences Singapore Pte. Ltd. Full timePosition Overview Gilead Sciences is a pioneering biopharmaceutical organization dedicated to the discovery, development, and commercialization of groundbreaking therapies for critical health challenges. Our mission is to enhance the lives of patients suffering from severe illnesses worldwide. Our primary therapeutic focuses encompass liver viral...
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Senior Manager of CMC Regulatory Compliance
1 week ago
Hong Kong, Central and Western District, Hong Kong SAR China Gilead Sciences Singapore Pte. Ltd. Full timePosition Overview Gilead Sciences is a pioneering biopharmaceutical organization dedicated to the discovery, development, and commercialization of innovative therapies addressing critical medical needs. Our mission is to enhance the quality of life for patients suffering from severe illnesses globally. Our primary therapeutic focuses include liver...
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Senior Regulatory Affairs Specialist
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China China Mobile International Limited Full timeJob SummaryChina Mobile International Limited is seeking a highly experienced and skilled Senior Regulatory Affairs Specialist to join our team. As a key member of our global regulatory team, you will be responsible for providing strategic guidance and support to our business units on regulatory matters.Key ResponsibilitiesConduct thorough research and...
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Senior Manager, Regulatory Affairs CMC
1 month ago
Hong Kong, Central and Western District, Hong Kong SAR China Gilead Sciences Singapore Pte. Ltd. Full timeAbout the RoleGilead Sciences Singapore Pte. Ltd. is a research-based biopharmaceutical company that discovers, develops, and commercializes innovative medicines in areas of unmet medical need. With each new drug discovery and investigational candidate, we seek to improve the care of patients living with life-threatening diseases around the world.Job...
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Regulatory Compliance Specialist
3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Hong Kong Exchanges and Clearing Limited Full timeHong Kong Exchanges and Clearing Limited is seeking a talented graduate to join our 2025 Graduate Programme. As a Regulatory Compliance Specialist, you will play a critical role in ensuring the integrity of Hong Kong's financial ecosystem. Through immersive training and exposure to regulatory authorities, you will master regulatory standards and contribute...