Senior Regulatory Manager

1 month ago


Hong Kong, Central and Western District, Hong Kong SAR China Securities and Futures Commission Full time
About the Role

We are seeking a highly skilled and experienced professional to join our team as a Senior Regulatory Manager in the Investment Products Division. As a key member of our team, you will be responsible for ensuring that our regulatory work is carried out to the highest standards, and that our products are authorized and monitored in accordance with SFC product codes.

Key Responsibilities
  1. Process applications for authorization of retail investment products, including reviewing and analyzing offering documents and marketing materials.
  2. Monitor and gather market information and investment products data to ensure compliance with regulatory requirements.
  3. Provide assistance to policy-oriented research and comparative studies on international securities regulation.
  4. Assist in research projects and analyze regulatory policies, macro-economics, and financial matters in Hong Kong, Mainland China, and overseas markets.
Requirements

To be successful in this role, you will need to have a university degree in Law, Economics, Accounting, or Finance, and a minimum of five years of solid and relevant work experience in the financial services or related industries. Experience in regulatory bodies, major law or audit firms, international investment banks, or asset managers is highly desirable. You will also need to have excellent analytical, numerical, writing, presentation, and interpersonal skills, as well as the ability to work under pressure and meet deadlines.

An excellent command of spoken and written English and Chinese is required, with proficiency in Putonghua a plus. If you are a motivated and experienced professional looking for a challenging role in a dynamic and expanding professional team, we encourage you to apply for this position.



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