Senior Manager, Compliance
3 days ago
We are seeking a highly skilled Senior Manager, Compliance to join our team at Harbridge Partners. This role will be responsible for supporting the implementation and maintenance of all facets of our insurance Compliance and AML programs.
Key Responsibilities- Support the ongoing compliance investigations, reinforcement, and enhancement of our global and local Compliance Programs.
- Develop, update, implement, and maintain local compliance policies with local stakeholders.
- Perform compliance reviews on issues, business cases, and transactions related to AML/CTF, sanctions, anti-corruption, data privacy & protection, fair treatment of customers, etc.
- Liaise with relevant departments to prepare information, materials, and/or reports as requested by regulators.
- Support the annual compliance risk assessment of the Company, including identification of emerging issues.
- Perform periodic compliance monitoring by reviewing business unit practices against regulatory requirements.
- Monitor the implementation of compliance policies and procedures in collaboration with local Internal Audit.
- Promote Compliance awareness and culture through staff communications and trainings.
- Prepare regular reports to GC&E on new trends and requirements, compliance incidents, emerging risks, misconduct allegations, investigations, or discipline related to compliance misconduct.
- Degree holder or above with minimum 6-8 years of compliance/risk management/internal audit background within the insurance industry.
- Good knowledge in insurance products and compliance processes.
- Sound knowledge of relevant laws and regulations, e.g., IA, PDPO, etc.
- Excellent communication, interpersonal, and influencing skills.
- Excellent analytic, problem-solving, and professional writing skills.
- Advanced proficiency in Microsoft Office applications, including Word, Excel, and PowerPoint, etc.
If you are interested in this role, please send an updated resume in English to cv@harbridgepartners.com. You can also contact +852 2523 9955 and ask for Edward Chen, Richard Liu, or Cora Pang.
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