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Market Integrity Enforcer

2 weeks ago

Hong Kong, Central and Western District, Hong Kong SAR China Bowen Partners Full time

As a Regulatory Standards Specialist at Bowen Partners, you will play a pivotal role in maintaining market integrity by enforcing regulatory standards, conducting inspections, and supporting thematic reviews.

This is an exciting opportunity to leverage your expertise in regulatory standards and contribute to a dynamic team.

  • Support the execution of annual attestation and inspection programs to ensure compliance with regulatory requirements.
  • Prepare management reports, including data analytics and presentation materials, to inform decision-making.
  • Serve as a liaison with regulators, market participants, and internal teams to address enforcement-related matters.

You will be responsible for:

  • Driving improvements in surveillance and enforcement processes to maintain a fair and transparent marketplace.
  • Collaborating with a dynamic team committed to excellence and long-term market development.
  • Staying up-to-date with securities and futures regulations, exchange rules, and enforcement practices.

To succeed in this role, you will need:

  • A strong grasp of regulatory requirements and industry standards.
  • Minimum 8 years of relevant experience in audit, inspection, enforcement, or compliance roles within regulators or financial institutions.
  • Excellent interpersonal and presentation skills.
  • Proficiency in written and spoken English and Cantonese.
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