Senior Financial Analyst

2 weeks ago


Hong Kong, Central and Western District, Hong Kong SAR China Citi Full time
Job Title: Supervisory Analyst

Citi Research is seeking a highly skilled Supervisory Analyst to join our Global Research Publications Team. This role will be based in either Sydney, Australia, or Hong Kong.

Key Responsibilities:
  • Review investment research product to ensure compliance with US FINRA regulations and Citi's internal research content guidelines.
  • Edit investment research for quality, clarity, commerciality, style, and grammar.
  • Review investment research language/tone and content for franchise risk, with consideration of the firm's reputation and business exposures.
  • Handle the checking of investment research product for issuer mentions, disclaimers & disclosures, data consistency, and distribution tagging.
  • Act as an editorial project manager, providing end-to-end traffic management of work-in-progress, liaising with analyst teams, Publications staff, product managers, control & compliance teams, and other relevant partners.
Requirements:
  • Holding a FINRA Series-16 license is a major advantage. We may also consider candidates without Series-16 and would sponsor them to sit the exam.
  • Possessing additional FINRA licenses (e.g. Series-3, Series-4, Series-53) is an added plus, but is not required.
  • Candidate must have at least five years of experience creating, supporting, or editing investment/financial analytic content.
  • Typical backgrounds for SAs include existing licensed SAs, finance/investment/business research editors, finance/investment/business media journalists & editors, equity research analysts/associates, or financial legal/compliance/operations staff with relevant content experience.
Additional Information:
  • Work locations: Hong Kong or Sydney, Australia.
  • Work shifts: Exact shift timing may vary, but will most likely align with a standard work day if Sydney-based, and likely an earlier start if HK-based.
  • Work arrangements: Citi Research default operates on a Hybrid weekly work approach of three days in office and two days optionally remote-work.


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