Risk and Compliance Officer

Role OverviewThe Risk and Compliance Officer will be responsible for ensuring that our company remains compliant with all relevant financial regulations, including AML and CTF.This involves developing and maintaining effective risk management systems and processes.The ideal candidate will have a strong understanding of financial regulations and be able to...

We are seeking a talented Risk Governance and Compliance Officer to join our team at Classy Wheeler Limited.Job DescriptionDevelop and maintain risk governance frameworks that align with regulatory requirements.Ensure compliance with internal policies and procedures by conducting regular audits and assessments.Liaise with cross-functional teams to identify...

The Compliance Officer role at Schultecruise is a vital part of our commitment to integrity and risk management. As a key member of the compliance team, you will play a crucial role in ensuring that our organization complies with all regulatory requirements relating to Know Your Customer (KYC) and sanctions compliance.This position involves implementing,...

Requirements and QualificationsUniversity graduate with a related discipline in Risk Management, Actuarial, Finance or LawPostgraduate study on a relevant discipline (advantage)Minimum five years of experience working in risk management, compliance or internal audit at a sizable corporation or in the risk area of a global consultancyThe ideal candidate will...

Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped our collaborative mindset, which enables us to...

Job Description:We are seeking a highly skilled Process Management professional to join our team in London. As a key member of our Compliance department, you will play a crucial role in ensuring the effective management of risk and compliance across our corporate banking operations.

Risk Management ProfessionalWe are seeking a mid-senior level Risk Management Professional to join our client's Risk Management Department as a Vice President of Risk Control and Compliance. The successful candidate will be responsible for leading initiatives to enhance the bank's risk governance framework and ensuring compliance with regulatory...

Job DescriptionWe are seeking a Strategic Risk and Compliance Officer to join our team at Bank Of China (Hong Kong) Limited.Key ResponsibilitiesRisk Monitoring and ControlThe successful candidate will be responsible for conducting risk monitoring and control assessments of money market and capital market dealers' activities. This includes overseeing risk...

Job DescriptionWe are seeking a highly skilled Compliance Risk Management Specialist to join our team at ConnectedGroup. As AVP, Regulatory Compliance Officer, you will play a key role in ensuring the Bank's compliance with relevant laws and regulations.Key Responsibilities:Develop and implement effective compliance monitoring activities pursuant to the...

The Compliance Officer at DBS Bank plays a critical role in ensuring the bank's compliance with regulatory requirements. You will work closely with various stakeholders to develop and implement effective compliance programs.Key ResponsibilitiesDevelop and implement compliance programs that align with regulatory requirements.Conduct risk assessments and...

About the RoleWe are looking for a Senior Manager/Manager to join our team as a Compliance Officer - Operational Risk. In this role, you will be responsible for developing and implementing a comprehensive operational risk management framework, including third-party risk management. You will assess existing controls and provide recommendations for improvement...

Compliance Officer - KYC and Sanctions ComplianceHong Kong, Hong Kong | Posted on 06/02/2025Job DescriptionWorking with Bernhard Schulte Shipmanagement (BSM) means partnering with one of the world's leading third-party ship managers.As a multinational, family-owned business, we celebrate a culture of togetherness. Caring for and learning from each other is...

Job Description:We are seeking a highly skilled Compliance Risk Manager to join our team at Links International. The successful candidate will be responsible for supporting the implementation and continuous improvement of our compliance program, with a focus on SFC, TCSP (Trust), and Virtual Asset-related compliance.About the Role:The Compliance Risk Manager...

About the Job:We are seeking a Compliance and Risk Manager to join our team at Infini Capital. This is a unique opportunity to utilize your expertise in corporate governance, compliance, and risk management to drive business growth and minimize potential risks.Your primary responsibilities will include conducting thorough legal research, analyzing complex...

In this exciting role, you will have the opportunity to work closely with our business partners to implement our risk governance framework and facilitate their understanding and compliance with internal policy and external regulatory requirements. You will also have the chance to contribute to the development of our risk management capabilities and advise on...

Job OverviewWe are seeking a highly experienced Senior Compliance Officer to join our team at St. James's Place – Asia & Middle East. As a key member of our Compliance department, you will play a critical role in ensuring the company's compliance with regulatory requirements and maintaining a strong risk management culture.Responsibilities:Regulatory...

Classy Wheeler Limited is a leading financial services group in Hong Kong, committed to excellence in regulatory compliance and risk management. We are seeking a highly skilled Risk Management and Compliance Specialist to join our team, responsible for ensuring that our company remains compliant with all regulatory requirements.Key ResponsibilitiesMonitor...

A global financial services firm is looking for a Compliance Officer for their asset management business   Roles and Responsibilities- • Advising the Asset Management business on regulatory compliance, risk identification, mitigation, and all regulatory matters • Ensuring compliance and operational risk controls are well in place and that...

As a seasoned Compliance Officer Senior, you will be responsible for ensuring that Taylor Root maintains a culture of compliance throughout the organization. You will develop and implement effective compliance programs, conduct risk assessments, and provide guidance to employees on compliance matters.Key Responsibilities:Compliance Program Development:...

The Senior Compliance Officer will be responsible for managing all licensing-related matters with the SFC, IA and MPFA. The role will conduct regular compliance monitoring reviews and manage and implement regulatory requirements and best practices set out by the regulators.The Senior Compliance Officer will also be required to work closely with the Business...