AVP/Senior Associate/Associate, Corporate Actions, Wealth Management Operations
5 days ago
AVP/Senior Associate/Associate, Corporate Actions, Wealth Management Operations Business Function Group Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group T&O, we manage the majority of the Bank's operational processes and inspire to delight our business partners through our multiple banking delivery channels. Key Responsibilities Support Corporate Action under Hong Kong Wealth Management Operations (WMO) to ensure the relevant processing/reporting are properly processed within pre-defined cutoff time and timely escalation for irregular cases detected, if any Assist supervisor to prioritize various processing jobs to achieve optimized operational efficiency Ensure periodical reports as required by management/services partners including fund houses are delivered accurately according to the prescribed time schedule Understand the bank policies on information protection, security control and regulatory compliance and report problem and exception to supervisor immediately Review and update SOPs regularly in order to ensure compliance with internal and external guidelines/regulations Assist supervisor to train and coach team members Requirements University graduated / Degree holder in Banking and Finance or related disciplines At least 8 years hands‑on experience on Investment products and Corporate Action processing and 3 years in managerial role Investment and Banking business knowledge is preferable Digital mindset and experience in various custodian/settlement system Strong product knowledge in Investment products (such as Equities, Fixed Income, Unit Trust and Derivatives) and Corporate Actions process in both local and overseas markets covering mandatory and voluntary events Solid experience in running process teams in Settlements, Reconciliation, Risk and Control, Markets and Custody to ensure completeness of processing with strong governance and controls mindset Good organizational, communication and strong interpersonal skills as candidate is required to manage various activities within the team, and to be able to communicate effectively with relationship manager, COO Office and technology team Ability to develop and maintain productive relationships with key internal clients including business, operations, and colleagues from the SG regional team Solid experience and knowledge in system enhancement project and process improvement/re‑engineering Experience in Regulatory reporting such as SFC, GSIB, HKMA, FATCA/CRS, FRR & QI reports etc. Private banking knowledge is preferable. Digital mindset and experience in Avaloq would be an advantage Apply Now We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognizes your achievements. We regret only shortlisted candidates will be notified. #J-18808-Ljbffr
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Kowloon, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full timeA leading banking institution in Hong Kong is seeking an AVP/Senior Associate/Associate for Corporate Actions within Wealth Management Operations. The role entails supporting processing and reporting, ensuring compliance, and enhancing team efficiency. The ideal candidate should possess a degree in Banking and Finance, with at least 8 years of experience in...
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Kowloon, Hong Kong SAR China DBS Full timeJob Description - AVP/Senior Associate/ Associate, Unit Trust Support, Wealth Management Operations S) Job Description AVP/Senior Associate/ Associate, Unit Trust Support, Wealth Management Operations - ( S ) Business Function Group Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a...
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Kowloon, Hong Kong SAR China DBS Full timeJob Description - AVP/Senior Associate/Associate, Wealth Management Operations (Middle Office & Sales Support) ) Business Function Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In...
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Wealth Ops AVP: Client Services
3 days ago
Kowloon, Hong Kong SAR China DBS Full timeA leading bank in Hong Kong is looking for an experienced AVP/Senior Associate/Associate for its Wealth Management Operations team. This role involves providing exceptional client service, managing onboarding processes, and ensuring compliance with regulatory standards. Candidates should have over 10 years of experience in wealth management, a solid...
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AVP/Senior Associate, Structure Products
3 days ago
Kowloon, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full timeAVP/Senior Associate, Structure Products & Bonds, Wealth Management Operations Business Function Group Technology and Operations (T&O) enables and empowers the bank with an efficient, nimble and resilient infrastructure through a strategic focus on productivity, quality & control, technology, people capability and innovation. In Group T&O, we manage the...
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Wealth Management Unit Trust Operations Lead
3 days ago
Kowloon, Hong Kong SAR China DBS Full timeA leading financial service provider in Hong Kong is seeking an AVP/Senior Associate/Associate for Unit Trust Support within Wealth Management Operations. The role demands minimum 4 years of banking or investment operations experience, along with strong problem-solving skills and the ability to supervise. The successful candidate will ensure quality back...
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Lead Operations, Structure Products
3 days ago
Kowloon, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full timeA leading bank in Hong Kong is looking for an AVP/Senior Associate for Wealth Management Operations. The role will support back office processing of equity and structured investment products, ensuring operational efficiency. Candidates should have at least 5 years of banking operations experience and 1 year at a supervisory level. Responsibilities include...
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Wealth Management KYC Associate
1 week ago
Kowloon, Hong Kong SAR China JPMorganChase Full timeWealth Management KYC Associate – JPMorganChase Job Description In J.P. Morgan, the Wholesale KYC Operations (WKO) team plays a critical role in ensuring compliance with multiple regulations, protecting the bank’s reputation and financial assets. As a Wealth Management KYC Associate, you will manage the entire KYC process, ensuring that all client...
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Settlement Associate
5 days ago
Kowloon, Hong Kong SAR China O-Bank Co., Ltd Full timeSettlement Associate (Wealth Management Operations) Add expected salary to your profile for insights Perform investment account opening and maintenance services; Execute high-quality back-office processing for investment products (e.g., equity, unit trust, notes and bond…) services; Ensure all transactions are properly authorised before processing and...
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Kowloon, Hong Kong SAR China DBS Full timeA major banking institution in Hong Kong is seeking an experienced Vice President / Assistant Vice President to lead the Corporate Actions team. This role involves managing daily operations, ensuring compliance, and enhancing operational efficiency. Candidates should have over 10 years of experience in Securities Operations, particularly in Corporate Actions...
