Insurance Compliance Leader | Responsible Officer

A reputable insurance broker company in Hong Kong is seeking a Responsible Officer to ensure regulatory compliance and provide strategic leadership. The ideal candidate will possess relevant qualifications in insurance and have experience in a leadership role within the industry. Responsibilities include managing risks, collaborating with stakeholders, and...

A leading insurance firm in Hong Kong is seeking a Senior Manager for Legal and Compliance. Key responsibilities include developing compliance programs, handling legal cases, and ensuring adherence to regulations. The ideal candidate will hold a law degree, possess at least 5 years of relevant experience in compliance, and have strong analytical and...

Recruiting Position: Insurance Brokerage Responsible Officer Company Background: The company is a local firm with a background in the financial industry. It has now made a strategic decision to expand its service offerings by applying for an insurance broker license. It plans to use its strong client relationships and industry expertise to grow this new...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

A financial services firm in Hong Kong is seeking an experienced Responsible Officer to oversee regulated activities. You will ensure compliance with SFC guidelines, manage operations, and provide strategic advice to the management. The ideal candidate holds a Bachelor’s degree in Finance or Economics, has a valid SFC RO approval, and possesses around 10...

Assist in review and update of relevant compliance policies/procedures Provide support to business/support units Perform general compliance checking and monitoring Main Responsibilities: Provide compliance services that support and facilitate the delivery of business plans, projects and initiatives Perform statutory and regulatory compliance functions,...

A consulting firm in Hong Kong is seeking a Responsible Officer (SFC) to assist with SFC license applications and oversee compliance with regulations. The ideal candidate will have a minimum of 5 years of experience in SFC licensed firms and hold a relevant Responsible Officer license. Key responsibilities include managing daily operations and acting as the...

General Insurance Responsible Officer (GI RO) Our client is a respected domestic general insurance brokerage firm, known for delivering comprehensive GI solutions to Hong Kong’s leading corporates and conglomerates. As they continue to scale, they are seeking a visionary General Insurance Responsible Officer (GI RO) to take the helm of their strategic...

A leading insurance firm in Hong Kong is looking for a Manager of Group Insurance Compliance. The successful candidate will develop and implement the risk and compliance structure for insurance operations and ensure strict compliance with regulations. Qualifications include a university degree and 5-7 years of experience in regulatory compliance in the...

General Insurance Responsible Officer (GI RO) Our client is a respected domestic general insurance brokerage firm, known for delivering comprehensive GI solutions to Hong Kong’s leading corporates and conglomerates. As they continue to scale, they are seeking a visionary General Insurance Responsible Officer (GI RO) to take the helm of their strategic...