Operations Manager

2 days ago


Hong Kong Island, Hong Kong SAR China Apricot Holding Limited Full time

Responsibilities Perform daily settlement operations, including securities, corporate actions, stock reconciliation, IPO, placement and other CCASS operations; Responsible for system modification and enhancement tasks to meet business needs and UAT testing; Ensure all settlement instructions are executed timely and efficiently; Ensure operational procedures comply with all relevant external regulators and in‑house policies; Review policies, rules & procedures and systems, and streamline operational processes to maintain quality services and control operational risks; Coordinate with COO on daily and monthly FRR preparation, audits and perform financial planning, budgeting and analysis; Handle full sets of accounts and daily operations, review monthly management accounts; Ensure daily operations comply with regulatory requirements such as SFC and SEHK; Coordinate with accounting department and review daily/monthly FRR and ensure ongoing compliance with SFC requirements; Maintain cash flows, handle funding and other related treasury functions; Monitor margin accounts to comply with margin level requirements; Liaise with internal and external parties for audit, annual tax return and other accounting and finance matters; Perform ad hoc assignments/duties as required. Requirements Degree holder preferred, with at least 5 years relevant experience in brokerage firms or other related financial institutions; Good knowledge of SFC and HKEx rules and regulations; Hands‑on CCASS experience preferred; Good understanding of securities products; Good understanding of AML / KYC requirements; Responsibility, initiative, and ability to work under pressure; Good understanding of Client Connect and FINI platform; Less experienced candidates will be considered as Assistant Operation Manager; Immediate availability highly preferred. #J-18808-Ljbffr



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