Compliance Manager

2 weeks ago

hong kong, Hong Kong SAR China dtcpay Full time

Ensure internal reports are provided and updated to the Group Risk Committee, Group Chief Compliance Officer and/or Global Money Launder Reporting Officer (GMLRO) for oversight of Local AML/CFT program. Ensure external reports as required by Local regulatory authorities are promptly submitted. Conduct Local AML/CFT program maintenance, including analysis/investigations during customer acceptance process and on-going monitoring i.e. Know Your Customer (KYC), Sanctions/PEP screening, Know Your Transaction (KYT) and Transaction Monitoring (TM). Ensure operational efficiency of Local AML/CFT operations. Ensure regulatory compliance and oversight as the MLRO as required under Local legislation and regulations. Oversight of Local Financial Crime & Compliance, compliance testing, reporting and recommendations. Ensure timely investigations and filing of Local Suspicious Activity Reports (SARs) or Suspicious Transaction Reports (STRs), to the respective Regulatory Authority (e.g. HKMA, C&E, FCA), when applicable. Liaise with respective stakeholders to ensure Local Compliance policies and Standard Operating Procedures (SOPs) are kept updated and compliant to local regulatory requirements & group internal policies. Requirements Bachelor's Degree or above in Business, Law, Accounting & Finance, Economics or related fields, professional certifications in AML/CTF (e.g., CAMS, ACAMS) are highly desirable. At least 5 years of working experience in compliance related roles in the Financial Institutions and/or Fintech/Payments Industry. Understanding of Payment Service Act (PSA) and any applicable regulations in Singapore affecting the payment, fintech, and Digital Asset industry. Knowledge in corresponding regulations under different countries and/or jurisdictions would be a strong plus. Sound understanding of MSO, TCSP, EMI (UK) licensing regime and corresponding AML/CFT requirements and guidelines Excellent communication and business partnering skills and can collaborate effectively with multiple stakeholders. Excellent written and verbal communication skills (bilingual preferred). Excellent analytical and critical thinking skills. High ethical and integrity standards, self-driven, fast learning and independence are required. Seniority level Mid-Senior level Employment type Full-time Job function Legal and Analyst Industries Financial Services and Banking Wan Chai District, Hong Kong SAR 1 month ago #J-18808-Ljbffr

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