Senior Compliance

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

A senior care organization in Hong Kong seeks a Human Resources Manager to manage employees' compensation, ensure compliance with local regulations, and oversee payroll processing at elderly homes. The ideal candidate will have over 3 years of supervisory experience, expertise in the HRIS system, and proficiency in MS Excel and bilingual communication. The...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

Senior Client Onboarding Officer Company: Compliance Commit Consulting Ltd, a Type 1&2 broker headquartered in Europe. Job Duties Reports directly to the Onboarding Team Lead located in Europe. Manage the client onboarding process. Manage and facilitate comprehensive client due diligence (CDD) and conduct Enhanced Due Diligence (EDD) on complex cases,...

Chief Compliance Officer / Senior Compliance Officer Develop, implement, and maintain a comprehensive enterprise-wide compliance management framework. Ensure compliance with all relevant laws, including the HKMA's guidelines, AMLO (AML/CFT), Personal Data (Privacy) Ordinance, and SFC guidelines. Act as the Money Laundering Reporting Officer (MLRO) for the...

Senior Compliance Advisor / Compliance Advisory Join to apply for the Senior Compliance Advisor / Compliance Advisory role at OCBC Purpose Of The Role The Compliance Advisor plays a critical role within the Central Compliance Team, ensuring the organization’s adherence to regulatory requirements, internal policies, and industry best practices. This...

Senior Compliance Officer / Compliance Officer Manage SFC licensing matters, including but not limited to delisting and relisting applications. Support the handling of regulatory investigations and surveys received from regulators. Coordinate internal and external CPT monitoring activities. Review third-party deposit and withdrawal applications from business...

Senior Compliance Manager / Compliance Manager - Crypto Exchange Job Openings Senior Compliance Manager / Compliance Manager - Crypto Exchange About the job Senior Compliance Manager / Compliance Manager - Crypto Exchange Company Description The hiring company is a Hong Kongvirtual asset trading platform applicant. Key Responsibilities Assist in updating AML...

Responsibilities Handle employees’ compensation including work injury Assist in budget planning and monitor manpower planning Ensure compliance with local & PRC employment regulations Review and update company policies Monthly payroll processing for elderly home Occasionally visit elderly homes Ad hoc projects as assigned Requirements 3 years or above of...

Senior Compliance Officer / Assistant Compliance Manager Develop and maintain compliance policies and procedures for Type 1, 4, and 9 activities Ensure compliance with SFO, SFC codes, and AML/CFT requirements Monitor ongoing compliance with trading, advisory, and asset management activities, including review of marketing materials and client communications...