Business Auditor

2 days ago


Hong Kong Island, Hong Kong SAR China CICC Full time

Work closely with department head and other team members to ensure the continuous audit and integrative audit documentation system are successfully implemented Act as the specialized business auditor in a particular business line and perform as the department’s ambassador to work closely with the management team of business line covered Responsible for continuous and periodical audit on the business line covered, evaluate the adequacy of internal control systems, and ensure compliance with internal control procedures & regulatory requirements Perform all tasks related to Internal Audit Department, including provision of value-added consulting services to business units and back-office departments Perform audit planning, risk identification, controls testing and reporting writing Participate in new product or system’s development and implementation to ensure all risks are identified and adequate internal controls are designed to mitigate the risks effectively Coordinate with relevant departments to review policies and procedures Disseminate and raise the risk control awareness in the group Liaise with regulatory authorities and external auditors Core Qualifications Bachelor’s degree or above in finance, accounting, audit or related field 3-5 years of relevant experiences, preferably gained from global financial institutions Familiar with regulatory policies related to the Asia-Pacific (including Hong Kong, Singapore and Japan) and Europe securities exchange markets as well as anti-money laundering Related certifications (CFA, CPA, CIA, CISA, CAMS, FRM, or similar) is a plus Highly analytical with excellent interpersonal and communication skills Independent self-starter and a good team player Fluency in both English and Chinese Excellent audit documentation and report writing skills in both English and Chinese Able to travel #J-18808-Ljbffr



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