Settlement- Senior Manager

4 days ago

Hong Kong Island, Hong Kong SAR China Green Lake Executive Search Co. Limited Full time

Settlement- Senior Manager Responsibilities Responsible for daily securities settlement processing, fully covering settlement procedures, US markets, Future and OTC products. Manage settlement for OTC markets (bonds, notes, US stocks) and HK markets, ensuring compliance with regulatory standards. Handle physical and CCASS settlements, including HKEx IPOs, placements, and related reporting. Oversee day-end procedures, daily stock reconciliation, corporate actions, and unsettled deals. Responsible for account opening and updating client and stock master records. Participate in system development projects, particularly during user requirement collection. Perform UAT testing for system upgrades and deployments. Handle client fund/stocks deposits or withdrawals, corporate actions, settlement instructions, and EIPOs. Perform bank-in procedures and ensure timely deposit of funds. Prepare and dispatch correspondence, including physical mail and documentation. Liaise with internal departments and external parties to ensure smooth settlement operations. Comply with regulatory requirements and internal guidelines. Undertake other ad-hoc assignments as needed. Requirements Degree holder preferred; other qualifications with relevant experience will also be considered. Minimum 8 years of experience in settlement operations or back-office support in financial institutions. Familiarity with banking procedures and securities settlement processes. Solid experience in settlement is required; exposure to international market settlement is an advantage. Proficiency in MS Office applications (Microsoft Word, Excel, Outlook and Chinese work processing). Good knowledge of SFC and HKEx requirements; awareness of global regulatory standards is preferred. Capable of participating in project initiatives and UAT as assigned. Strong team player with excellent communication and interpersonal skills. Good risk awareness and attention to detail. Ability to manage ad-hoc tasks independently. Good command of English and Chinese; Mandarin is an advantage. Self-motivated and well-organized. #J-18808-Ljbffr

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