Officer / Senior Officer - Compliance

Opportunity for candidates without relevant experience to establish a career in the financial compliance field Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant Job Responsibilities Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission Handling...

Senior Client Onboarding Officer Company: Compliance Commit Consulting Ltd, a Type 1&2 broker headquartered in Europe. Job Duties Reports directly to the Onboarding Team Lead located in Europe. Manage the client onboarding process. Manage and facilitate comprehensive client due diligence (CDD) and conduct Enhanced Due Diligence (EDD) on complex cases,...

Chief Compliance Officer / Senior Compliance Officer Develop, implement, and maintain a comprehensive enterprise-wide compliance management framework. Ensure compliance with all relevant laws, including the HKMA's guidelines, AMLO (AML/CFT), Personal Data (Privacy) Ordinance, and SFC guidelines. Act as the Money Laundering Reporting Officer (MLRO) for the...

Senior Compliance Officer / Compliance Officer Manage SFC licensing matters, including but not limited to delisting and relisting applications. Support the handling of regulatory investigations and surveys received from regulators. Coordinate internal and external CPT monitoring activities. Review third-party deposit and withdrawal applications from business...

Our client is a renowned financial services group. To cope with continues growth in securities and futures division they are now urgently looking fora Compliance Officer / Senior Officer to join the team in Hong Kong Job Description Ensure company policies, internal control procedures and manuals are up-to-date with regulatory requirements and monitor...

A financial compliance firm in Hong Kong is offering an opportunity for candidates without relevant experience to establish a career in the financial compliance field as an Assistant Compliance Consultant. The role encompasses assisting compliance consultants with regulatory filings, handling administrative tasks, and developing training materials. Good...

What we will offer If you require this document in an accessible format (e.g. large print), please contact We will offer you a place where you can be yourself and where there are no limits on what you can achieve. With us, you can take ownership of your career and have honest conversations throughout. You would join an ambitious firm with a clear strategy...

Responsibilities Handle employees’ compensation including work injury Assist in budget planning and monitor manpower planning Ensure compliance with local & PRC employment regulations Review and update company policies Monthly payroll processing for elderly home Occasionally visit elderly homes Ad hoc projects as assigned Requirements 3 years or above of...

Apricot Capital (Hong Kong) Limited is seeking an experienced and hands‑on Compliance Officer to join our international team. In this full‑time role, you will play a crucial part in ensuring the firm's compliance with relevant banking and financial services regulations and internal policies. Key Responsibilities: Monitoring and reviewing the...

Senior Officer, AML Compliance (Insurance) About the company: Our client is a leading insurance company and they are looking for a Senior Officer, AML Compliance to join their winning team. About the job: Conduct investigation on suspicious transactions and prepare STR for MLRO to review Record the justification for closing name and transaction monitoring...