Assistant Regulatory Risk

Manager, Operational and Technology Risk Why Mox Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox. Who are we looking for? The Mox Operational,...

A leading digital bank in Hong Kong is on the lookout for a Manager of Operational and Technology Risk. This role demands expertise in risk management, particularly operational and technology risks. The candidate will develop frameworks and collaborate with various stakeholders to ensure compliance with regulatory standards, oversee the risk-taking...

Assistant Risk and Compliance Manager (Regulatory Compliance) Responsibilities Monitor and ensure regulatory compliance requirements related to: i) the operations of pension business (MPF and ORSO) or Unit Trusts; ii) legislation changes and regularly update and review on internal policies, procedures and guidelines, and internal training materials. Review...

A global bank in Hong Kong seeks a Specialist for Regulatory and Conduct Risks & Oversight to provide licensing advisory, monitor compliance, and assist with regulatory processes. This role requires a Bachelor's degree in Law, Finance, or related fields, along with fluent English and Cantonese. Strong analytical skills and the ability to work on regulatory...

Consultant/ Senior Consultant - Regulatory & Financial Risk We help clients manage regulatory compliance, enforcement actions, financial crime, and other regulatory investigation related matters (excluding the practice of law). These services are usually in support of the Chief Compliance Officer, Chief Operating Officer, Internal Legal Counsel, External...

Analyst - Regulatory & Financial Risk - Hong Kong Add expected salary to your profile for insights We help clients manage regulatory compliance, enforcement actions, financial crime, and other regulatory investigation related matters (excluding the practice of law). These services are usually in support of the Chief Compliance Officer, Chief Operating...

A leading banking institution in Hong Kong is seeking a Senior Manager, Regulatory Compliance Risk Stewardship Oversight. This role involves driving effective risk stewardship, conducting risk reviews, and managing relationships with regulators. The ideal candidate will have a strong background in Regulatory Compliance, excellent communication and leadership...

A global macro hedge fund manager in Hong Kong is seeking a highly motivated Risks Management Manager. In this role, you will be responsible for identifying, assessing, and mitigating operational and regulatory risks. Candidates should have a minimum of 3 years of risk management experience, strong analytical skills, and excellent communication capabilities...

A financial services company in Hong Kong is seeking a Compliance Manager responsible for assessing compliance risks, implementing policies, and maintaining regulatory adherence. Ideal candidates should have over 5 years of relevant experience in the finance and banking industry, a degree related to finance or law, and a strong understanding of SFC rules....

We are currently seeking a high calibre professional to join our team as a Senior Manager, Regulatory Compliance Risk Stewarship Oversight. This exciting opportunity is in a team that supports Asia Regulatory Compliance and the Head of Regulatory Compliance Asia and Middle East. Supporting theHead Regulatory Compliance Risk Stewardship Oversightwith all...