Head of Operations Management

9 hours ago


Hong Kong Island, Hong Kong SAR China Frontier Financial Group Limited Full time

Head of Operations Management - Frontier Financial Group Oversee the daily market, monitor clients’ securities transactions and settlement, and identify emerging risk and control issue. Execute dealing in securities including HK stocks and US stocks. Monitor the trading system and lead the team to resolve issues promptly. Serve as the main liaison and contact person for the SFC, HKEX, CCASS and partners. Formulate, review and update internal procedures, operation manual and compliance manual to ensure front line business in compliance with the latest regulatory requirement. Requirements 5-10 years management experience in securities firms or financial organization Current holder of SFC Responsible Officer License for Type 1 and 4 Familiar with various investment products, especially Hong Kong stocks, US stocks and derivatives products Excellent leadership and communication skills Well versed spoken Cantonese, Mandarin and English Unlock job insights FFG is an independent financial institution proficient in providing asset management, investment advisory and risk management services to our high net worth clients. We are a local company that set our foot in Hong Kong almost 15 years ago and solidly built up our core competencies. We set our vision to serving global Chinese entrepreneurs as we believe we truly understand their growing demand in financial services with a unique combination of cultural fit as well as timely services driven by technology. We invite talents who has an ambition to build the future of wealth management to join us. Be careful This job ad has not been subjected to our hirer verification process. Proceed cautiously and do your own checks before providing any personal information. Learn how to protect yourself Report this job ad #J-18808-Ljbffr


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