KYC Client Advisor Assistant | Compliance

A reputable financial services organization in Hong Kong is seeking a Client Advisor Assistant to manage client onboarding and ensure compliance with KYC regulations. The ideal candidate should have strong knowledge of AML frameworks and be bilingual in Mandarin and English. This role offers a competitive annual salary ranging from HKD 270,000 to HKD 330,000...

The Client Advisor Assistant is essential in supporting client onboarding, relationship management, and trade execution. This role demands strict compliance with regulatory standards, including SFC requirements, and a high level of accuracy and professionalism. The ideal candidate is detail-oriented, organized, and capable of managing multiple priorities...

About Our Client This opportunity is with a large organization in the financial services industry, known for its expertise and comprehensive solutions. The company is committed to delivering excellence and compliance in all aspects of its operations. Job Description As a Client Advisor Assistant (KYC Focused), your main responsibilities will include: Manage...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Responsibilities Oversee the onboarding process for new clients by collecting, validating, and maintaining comprehensive KYC documentation in line with regulatory, internal, and SFC guidelines. Perform ongoing monitoring and regular reviews of client data to ensure compliance with KYC, AML, and related regulatory requirements. Detect and report any unusual...

A global wealth management company in Hong Kong is seeking a KYC Specialist to act as a subject matter expert and manage end-to-end KYC operations. The ideal candidate will have a bachelor's degree in finance or solid banking experience, particularly within private banking. Responsibilities include ensuring compliance with AML/KYC standards and fostering...

A reputable securities firm in Hong Kong is hiring a Customer Services Officer for Client Onboarding. The role involves conducting comprehensive due diligence and KYC for various account types, assisting the Sales Team with compliance, and maintaining customer data compliance. Candidates should hold a Diploma or Degree in Finance or Business Administration...

Senior KYC Assistant / KYC Assistant for corporate clients Join to apply for the Senior KYC Assistant / KYC Assistant for corporate clients role at UOB Kay Hian 3 days ago Be among the first 25 applicants We are the largest Singaporean stockbroker by both market capitalisation and size of sales-force, with an extensive foothold in the regional and global...

This role will be an integral part of a collaborative team working alongside Client Advisors, Client Account Managers, Compliances and Operation Your new role Assist Client Advisors on KYC periodic review cases across wealth management Understand the Bank's latest KYC requirements and support Client Advisors through the KYC periodic review process Handle...