Regulatory & Legal Compliance Specialist

Provide general and transactional legal advice to business functions/ sections of the Branch, including but not limited to commercial & private banking, financing, investment products, derivatives, debt capital market, administrative, corporate & governance matters etc. Maintain legal oversight of the Branch through attending various governance, control and...

Assistant Manager (Legal & Regulatory Compliance) Major Responsibilities Assist in handling the relevant legal and regulatory compliance works of the company, including drafting and review of documents, participating in project-related meetings, filing etc. Provide support on regulatory compliance works and assist the company in maintaining good corporate...

A financial services firm in Hong Kong seeks a qualified legal professional to provide general and transactional legal advice across various business functions. This role requires maintaining legal oversight, reviewing agreements, and conducting training seminars. The ideal candidate will have a degree in law, 3 years of banking experience, and fluency in...

A leading financial technology company in Hong Kong is seeking a seasoned legal professional to manage its legal and compliance framework. You will develop strategies, provide guidance to executives, and engage with regulatory bodies. The ideal candidate holds a law degree with over 10 years of legal experience, including at least 5 years in a senior role...

3 days ago Be among the first 25 applicants Established in March 2018, Bybit is one of the fastest growing cryptocurrency derivatives exchanges, with more than 70 million registered users. We offer a professional platform where crypto traders can find an ultra-fast matching engine, excellent customer service and multilingual community support. We provide...

A leading legal recruiting firm in Hong Kong is seeking an Information & Research Assistant to provide high-quality support for legal and business research. The role involves training staff on information tools and keeping updated on legal sector developments. Ideal candidates will possess strong research and communication skills, along with an understanding...

We are mandated on a search at a global financial institution who's keen to hire a middle level regulatory reporting specialist with experience handling project and change management to join the team in Hong Kong/ Singapore. Responsibilities: Manage APAC regulatory reporting including regulatory filing, reporting, transaction reporting, liquidity management,...

A financial institution in Hong Kong seeks a Regulatory Compliance Specialist to provide compliance advice and manage regulatory matters. The role requires at least 5 years of relevant experience, a bachelor's degree, and solid knowledge of banking regulations. Proficiency in English and Chinese is necessary. The successful candidate will play a key role in...

Location: APAC (Hedge Fund with presence across Asia) Reporting to: COO Role Type: Individual Contributor Our client is a leading APAC-based hedge fund with a strong presence across Asia. They are seeking a Legal & Compliance Manager or Director to join their dynamic team. This is a critical role responsible for overseeing all legal and compliance matters...

Regulatory Compliance Specialist - PAO Bank Limited Personal information collected is strictly for recruitment purpose only. Provide timely advice on the regulatory compliance related matters Support the regulatory compliance function covering regulated activities Keep track of regulatory updates, establish and maintain regulatory register and identify gaps...