Specialist, Licensing
20 hours ago
Job Description: Responsibilities Provide HKMA and SFC licensing-related advisory (e.g. registration, competence and fit and proper requirements). Liaise with business and other counterparts for arranging application and cessation in relation to HKMA Executive Officer & Relevant Individual/ SFC Responsible Officer & Licensed Representative. Assist to arrange appointment/cessation/change of senior regulatory appointments (including HKMA S72B Manager, Appointee under Management Accountability, SFC Managers-in-Charge). Assist to file statutory notification in relation to corporate licensing. Keep track on staff’s movement and change of personal particulars to file necessary regulatory notification. Maintain headcount database for regulated staff and perform weekly reconciliation. Share licensing data to other counterparts for MI purpose. Keep track on licensed staff’s CPT completion status, formulate CPT report and ensure CPT records are properly retained. Follow up on staff HKSI licensing examination status. Monitor staff’s cross border travel and provide advisory on relevant cross border requirement. Arrange temporary HKMA Relevant Individual license for overseas staff if needed. Assist in updating licensing related policy/ process documents. Propose enhancement to the current licensing process to reduce operational errors or increase efficiency. Conduct compliance testing to identify compliance weakness. Conduct annual Fit and Proper attestation for the regulated roles. Handle ad-hoc projects and other tasks as assigned. This role will move to first line upon business’ agreement. Other Responsibilities Embed Here for good and Group’s brand and values in Regulatory and Conduct Risks & Oversight, HK Team. Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures. Qualifications Academic or Professional Education/Qualifications: Bachelor in Law / Finance / Accounting / Business or related disciplines Languages: Fluent English and Cantonese both oral and written Good analytical, reporting writing and methodical skills More Job Information Job Function 銀行 · 金融服務 - 一般 · 其他 Location 觀塘 Employment Term 全職 短期 合約 Education 學士 #J-18808-Ljbffr
-
Hong Kong Island, Hong Kong SAR China IO Tech Solutions Limited Full timeA leading bank in Hong Kong is seeking an experienced Customer Services Specialist to provide investment advice to clients over the phone. Candidates must possess a valid Investment Advisor license (HKSI) and have experience in customer service, preferably in financial services. Responsibilities include helping clients with financial guidelines, assessing...
-
Treasury Specialist, Treasures
3 days ago
Hong Kong Island, Hong Kong SAR China DBS Full timeTreasury Specialist, Treasures (Licensed, Sales Incentive) I) Job Description Treasury Specialist, Treasures (Licensed, Sales Incentive) - ( I ) Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS...
-
Licensing Administrative Specialist
5 days ago
Hong Kong Island, Hong Kong SAR China Delken Group Limited Full timeA leading financial institution in Hong Kong is seeking a Temporary Assistant for Licensing, Intermediaries. This role involves supporting the licensing process, handling administrative tasks related to license applications, and addressing external enquiries. Candidates should possess a Higher Diploma or above with at least 2 years of relevant experience, be...
-
Hong Kong Island, Hong Kong SAR China Standard Chartered Bank Full timeA leading international bank is seeking a professional in Hong Kong to provide advisory services related to HKMA and SFC licensing. The ideal candidate will support regulatory applications, maintain databases, and ensure compliance with licensing requirements. A Bachelor’s degree in Law, Finance, Accounting, or related fields is required, along with...
-
Treasury Sales Specialist
3 days ago
Hong Kong Island, Hong Kong SAR China DBS Full timeA leading bank in Asia is seeking a Treasury Specialist to handle customer calls, execute treasury product transactions, and achieve sales targets. The ideal candidate should have a degree in Finance or related fields and at least 3 years of sales experience in FX and related products. Strong communication skills in English and Chinese are essential....
-
hong kong, Hong Kong SAR China Michael Page International (Hong Kong) Limited Full timeA leading global financial services firm is seeking a Licensing Associate in Hong Kong. The role focuses on managing regulatory compliance and licensing processes for SFC and HKMA entities, ensuring timely and accurate regulatory filings. The ideal candidate must possess a Bachelor's degree and at least 3 years of relevant experience, with excellent...
-
Head of Bancassurance
5 days ago
Hong Kong Island, Hong Kong SAR China Nova Partners Limited Full timeHead of Bancassurance (Digital Focus, experience in applying broker license) This is a confidential search for a digital bank in Hong Kong, committed to revolutionizing the financial services landscape. They leverage cutting‑edge technology to provide seamless, accessible, and innovative banking solutions to our customers. As part of our strategic...
-
Customer Services Specialist
5 days ago
Hong Kong Island, Hong Kong SAR China IO Tech Solutions Limited Full timeCustomer Services Specialist - Investment Advisory My client a leading bank is seeking an experienced Customer Services Specialist to help provide investment advice to their everyday customers. The ideal candidate will hold a valid Hong Kong Securities & Investment Institute license, and will be responsible for providing financial guidance to clients over...
-
Investment Advisory Support Specialist
3 days ago
Hong Kong Island, Hong Kong SAR China ioTech Solutions Full timeA leading bank in Hong Kong is seeking an experienced Customer Services Specialist - Investment Advisory. In this role, you will provide investment guidance to everyday clients through outbound and inbound calls, assess their financial situations, and ensure compliance with regulations. A valid Investment Advisor license is required, along with strong...
-
Insurance Outreach Specialist – Wealth
3 days ago
Hong Kong Island, Hong Kong SAR China HSBC Full timeA leading global bank in Hong Kong seeks an Outreach Insurance Specialist to provide expert insurance advice and maintain customer satisfaction. The role requires a strong background in life insurance, effective collaboration with teams, and excellent communication skills in English and Cantonese. Ideal candidates will hold relevant qualifications and...
