Regulatory Compliance Manager

Be among the first 25 applicants. Direct message the job poster from PAObank. Responsibilities Report to Head of Regulatory Compliance Provide timely advice on regulatory compliance related matters Support the regulatory compliance function covering regulated activities Keep track of regulatory updates, establish and maintain regulatory register and identify...

Our client is a SFC‑licensed leading global comprehensive trading platform for both individual and institutional clients with access to global markets. Responsibilities Communicate with regulatory bodies to ensure compliance and address inquiries. Research and interpret regulations applicable to brokerage operations in the region. Draft and implement...

Manager, Regulatory Compliance & Inspection Our client is seeking a highly motivated and experienced professional in the Regulatory Compliance and Inspection function. This role is ideal for someone with a strong Inspection or Compliance background, particularly in the Financial Services or Securities or Brokerage industry, and hands‑on experience in...

Compliance Manager (AML & Regulatory Compliance) Support the development and maintenance of compliance programs / policies aligned with VASP regulatory frameworks. Conduct regulatory gap assessments, licensing evaluations and preparation of filings and documentation. Act as a key point of contact for internal and external stakeholders on Compliance advisory...

Responsibilities Provide a leadership of overall regulatory compliance for RD’s licensed subsidiaries, particularly in traditional and virtual asset related ones. Lead and perform comprehensive compliance advisory, focusing on regulatory compliance. This involves developing, maintaining, and implementing relevant policies and procedures. Lead the...

About RD Technologies RD Technologies deploys innovative fintech to build a business world interconnected by trust. Based in Hong Kong, the global crossroad of capital and goods, RD Technologies was born out of a mission to make things easier and cheaper for businesses in their cross‑border payments and access to financial services. Our Founding Chairman...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

A financial compliance firm in Hong Kong is offering an opportunity for candidates without relevant experience to establish a career in the financial compliance field as an Assistant Compliance Consultant. The role encompasses assisting compliance consultants with regulatory filings, handling administrative tasks, and developing training materials. Good...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...