KYC & Compliance Specialist — Equity Derivatives

Contractor, Customer Compliance Management Support, Equity Sales & Derivatives As a leading investment bank in China and Hong Kong region, the investment banking arm of Bank of China, BOC International Holdings Limited ("BOCI") is now seeking a highly motivated, creative and success-oriented professional who would like to pursue a career in our group....

AVP, Assistant Relationship Manager, Equity Sales & Derivatives AVP, Assistant Relationship Manager, Equity Sales & Derivatives Key Accountabilities Assist sales personnel in placing orders & following up on post‑order matters; Perform KYC and AML check on customer account documentation to ensure compliance with rules and regulations; Administer ongoing...

A global wealth manager in Hong Kong is seeking an IB Operations Middle Office Specialist to provide operational support to the Equity Derivatives business. This role involves engaging with internal and external parties, resolving complex trade issues, and driving process enhancements. The ideal candidate will have a degree, 2-4 years of relevant experience,...

Senior Sales – Institutional Sales and Trading Department GF Securities (Hong Kong), the core platform for GF Securities Co., Ltd. to implement its globalization strategy, provides comprehensive financial services, including global securities, investment banking, wealth management and brokerage, and investment management, to global and local enterprises,...

A financial services consulting company based in Hong Kong is seeking a Compliance Consultant to provide ongoing compliance advice to clients, assist with on-boarding procedures such as AML and KYC, and handle regulatory inquiries. The ideal candidate will have a minimum of 3 years' experience in compliance, familiarity with legislation, and fluency in...

Sales, Equity Derivatives (Institutional/HNW Clients) We are looking for a proactive and talented individual to join our IDS Equity Derivatives Sales Team. The role involves supporting institutional and high-net-worth clients across pan‑Asia markets, especially China A‑shares and Hong Kong equities. The candidate will be responsible for client...

A leading global financial institution in Hong Kong is seeking a candidate for an equity derivatives support role. The ideal candidate will have at least 2 years of experience in a middle office function and strong knowledge of equity derivatives products. Responsibilities include trade capture, ensuring transaction accuracy, and collaborating with multiple...

A leading private bank in Hong Kong is seeking a highly skilled FCC Compliance Specialist. This role involves managing regulatory obligations and ensuring strict compliance with KYC documentation. Candidates should have 3-5 years of experience in client onboarding, strong AML/KYC knowledge, and excellent analytical skills. Join a dynamic team that values...

Company Overview GF Securities (Hong Kong), which includes GF Holdings (Hong Kong) Corporation Limited and its subsidiaries, is the core platform for GF Securities Co., Ltd. to implement its globalization strategy. After nearly 20 years of development, GF Securities (Hong Kong) provides comprehensive financial services, including global securities,...

A leading investment bank in Hong Kong is seeking a Sales Support Assistant to provide operational support to their equity derivatives sales team. The successful candidate will manage daily trade flows, collaborate with internal teams, and ensure compliance with regulatory requirements. A bachelor's degree and at least 2 years of relevant experience are...