Head of Legal and Compliance

Get AI-powered advice on this job and more exclusive features. LIM Advisors Limited is a leading alternative investment manager based in Hong Kong, licensed by the Hong Kong Securities and Futures Commission (SFC) to carry on Type 9 (Asset Management) business. The LIM Group also has an investment research office in Tokyo. Founded in 1995 by George Long, our...

Managing Director at SD Legal | Award Winning In-house Legal & Compliance Recruiter | Fitness Enthusiast & Family Man Client = Technology focused MNC with both an established legal team and Head of Legal based in Hong Kong. This company operates a WFH policy. This is a new role to join an established legal team to support the business on a range of legal /...

A financial services firm in Hong Kong seeks a qualified legal professional to provide general and transactional legal advice across various business functions. This role requires maintaining legal oversight, reviewing agreements, and conducting training seminars. The ideal candidate will have a degree in law, 3 years of banking experience, and fluency in...

Our client is an established China-based investment holding company, with about 10,000 employees in Mainland and 400 employees in Hong Kong. They are now starting a new branch focusing on secondary / fixed‑income / overseas investment and looking for a candidate who is experienced in relevant legal experience to lead their new Legal team. Responsibilities...

A leading asset management firm in Hong Kong is seeking a Head Of Legal & Compliance to provide legal support and ensure compliance across the organization. With 12-15 years of relevant experience, the ideal candidate will coordinate corporate projects, formulate policies, and conduct compliance training. Strong knowledge of SFC laws and excellent command of...

VP, Head of Surveillance and Trading Compliance, Legal and Compliance Join to apply for the VP, Head of Surveillance and Trading Compliance, Legal and Compliance role at BOCI 1 day ago Be among the first 25 applicants Perform advisory and monitoring tasks together with leading the team within the Surveillance and Trading Compliance function, as 2nd line of...

Join to apply for the Legal/Compliance Officer role at HedgeSPA (Sophisticated Predictive Analytics for Hedge Funds and Leading Institutions) . Get AI-powered advice on this job and more exclusive features. Description Implement and manage an effective legal compliance program Develop and review company policies Advise management on the company’s...

A leading insurance business in Hong Kong is seeking a Head of Legal to oversee the legal function and provide strategic legal advice. The ideal candidate is a common law qualified lawyer with at least 12 years of PQE, possessing strong expertise in insurance regulations and contract management. This role includes mentoring the legal team, managing...

Our client, a leading HK property developer with a large portfolio in commercial, residential and hotels in prime locations in HK and major cities on the Mainland, is looking for Head of Legal. The position reports to the CEO. Responsibilities Provide legal expertise towards commercial decision making and commercial contractual review, ensuring the company...

Head of Legal - Insurance firm - ConnectedGroup We are working with a leading insurance business to appoint an experienced legal professional to lead the Legal function. This role will provide strategic legal advice, manage legal risks, and ensure compliance with Hong Kong regulations and corporate governance standards. Key Responsibilities Lead the legal...