Associate, Equities Settlements
4 days ago
Associate, Equities Settlements - Global Bank Overview: One of our key global financial institution clients is seeking an experienced professional to join its Equity Operations team in Hong Kong. This role is critical to ensuring seamless day-to-day operations across numerous Asia Pacific equity markets, with a strong focus on trade settlement accuracy, client communication, and risk control. Key Responsibilities: Act as the primary contact for external clients and internal Equity Desk, providing settlement advice and resolving transactional discrepancies Ensure timely and accurate settlement of equity trades across multiple markets Liaise with clients, middle office, and custodians to prevent settlement delays and initiate stock borrow to avoid buy-ins Monitor unmatched trades and update narratives for trade fails Oversee excess borrow positions for the principal desk in Asia Manage settlement processes for SBL, ETF creation/redemption, and FX bookings. Perform reconciliations to ensure alignment between firm records and external brokers/custodians. Support Equity Capital Markets transactions, coordinating with issuers and investors to ensure successful market delivery. Conduct daily stamp duty calculations and manage SWIFT messaging with custodians. Uphold internal controls, compliance standards, and escalation protocols, including anti-money laundering procedures. Ideal Profile: Minimum 6-8 years experience in equity settlements or related operations within Hong Kong banking or securities industries Strong understanding of Asia Pacific equity markets and settlement cycles Detail-oriented with excellent communication and problem-solving skills Familiarity with operational risk controls and compliance frameworks Ability to work independently and collaboratively in a fast-paced environment Interested parties, please send your resume to or call . Only shortlisted candidates will be notified. #J-18808-Ljbffr
-
APAC Equities Settlements Specialist
4 days ago
Hong Kong Island, Hong Kong SAR China ConnectedGroup Limited Full timeA global financial institution is looking for an Associate in Equities Settlements to join its Hong Kong team. This critical role involves ensuring accurate trade settlements, communicating with clients, and managing risk controls. Candidates must have 6-8 years of experience in equity settlements and a strong understanding of Asia Pacific markets....
-
Entry-Level Equities Settlement Associate
2 weeks ago
hong kong, Hong Kong SAR China AQUMON Full timeA financial services company in Hong Kong is seeking an entry-level finance professional to handle equity settlement tasks, prepare client instructions, and monitor transactions. The ideal candidate has a bachelor's degree in Finance or Business and is familiar with financial markets. Proficiency in both English and Chinese is required, along with strong...
-
Hong Kong Island, Hong Kong SAR China BOC International Holdings Ltd Full timeAnalyst, Equity Settlement, Business Operations Key Accountabilities Responsible for Global Equities trade settlement, to ensure our procedures are in accordance with our policies; Handle Trade booking, clearing with brokers and clients, settlement instructions set up in systems; Liaise with front office, internal and external clients to follow up any...
-
Associate, Equities Settlement
2 days ago
Hong Kong Island, Hong Kong SAR China Michael Page International (Hong Kong) Limited Full timeLeading Chinese banking group Lots of growth opportunities About Our Client A leading Chinese banking group. Job Description Monitor and reconcile daily trade confirmations, positions, and margins. Resolve trade discrepancies, failed trades, and settlement issues in coordination with brokers and clearing members. Experience in handling cash and stock...
-
Settlement Officer
1 week ago
hong kong, Hong Kong SAR China Futu Holdings Limited Full timeSettlement Officer / Senior Settlement Officer 2 days ago Be among the first 25 applicants Get AI-powered advice on this job and more exclusive features. Responsibilities Perform daily settlement operations, including HK equities Handle CCASS daily operations Handle corporate actions (mandatory & voluntary), IPO subscriptions, placements, stock borrowing &...
-
Settlement Associate
4 days ago
Hong Kong Island, Hong Kong SAR China SAFE Investment Full timeResponsibilities Perform daily operations of settlement activities for global equities , Fixed Ie , FX and MM Process daily tasks including trade matching and ensure all instructions are executed timely and efficiently Provide assistance to monitor securities lending positions for potential recall requirements, reconciling and collecting monthly lending ie...
-
Settlement, Business Operations
4 days ago
Hong Kong Island, Hong Kong SAR China China Merchants Securities International Company Limited Full timeSettlement, Business Operations (Night-shift / Associate / Analyst / Contract) Execute daily settlement of equities for overseas markets, virtual assets, and futures products Reconcile corporate action activities Handle daily operations including position and cash reconciliation, and client requests for fund/securities deposits and withdrawals Prepare...
-
VP, Global Equity Settlement
2 days ago
Hong Kong Island, Hong Kong SAR China BOC International Holdings Ltd Full timeA leading investment bank is seeking an experienced AVP/VP for Equity Settlement in Hong Kong. The role involves managing daily business operations related to Global Equities and ensuring compliance with policies. Candidates should have 15 years of experience in stock settlement, leadership skills, and a strong command of English. The position demands...
-
Senior Equity Settlement
4 days ago
Hong Kong Island, Hong Kong SAR China Delken Group Limited Full timeA financial services company in Hong Kong is seeking a Senior Settlement Officer to supervise settlement activities for local and global equities. The ideal candidate will have at least 2-3 years of experience in the HK stocks market, fluent in English, Cantonese, and Mandarin. Responsibilities include ensuring timely trade processing, monitoring compliance,...
-
Equities Operations
4 days ago
Hong Kong Island, Hong Kong SAR China China Everbright Securities International Company Limited Full timeA leading financial services firm in Hong Kong is seeking a professional to monitor equities settlement functions and supervise CCASS operations. Candidates should have a degree in finance or a related field, with at least three years of experience in the financial services industry. Proficiency in MS Office and a strong command of English and Chinese are...