Senior APAC Regulatory Compliance Testing Lead

Regulatory Compliance Testing & Assurance AVP/VP Excellent Worklife Balance & Job Security Regulatory Compliance Testing & Control Our Client Appointed by global private bank with 300 employees in APAC region to search for Regulatory Compliance Testing & Assurance Manager Job Duties Report to North Asia Head of Compliance Conduct periodic compliance testing...

Head of Compliance, APAC - Senior Vice President Hong Kong, China About the Role iCapital is seeking a Senior Vice President to join the Global Regulatory and Compliance Team, based in Hong Kong. This role will assist with a variety of regulatory activities both at the firm level and for investment vehicles. The successful hire will lead the APAC Compliance...

A leading compliance consultancy in Hong Kong is seeking Compliance Specialists to provide regulatory compliance advisory to APAC businesses. The role involves identifying regulation updates and establishing compliance programs. Ideal candidates will have 3 to 12 years of experience in regulatory compliance and a solid understanding of SFC regulations....

A financial services firm based in Hong Kong is seeking a Senior Vice President to lead the APAC Compliance Team. This role includes developing compliance strategies, managing regulatory matters, and ensuring adherence to local laws. The ideal candidate has at least 7 years of experience in asset management and strong organizational skills. Additionally,...

A leading global private bank is searching for a Regulatory Affairs & Central Compliance Senior Manager in Hong Kong. This role involves overseeing compliance issues and ensuring adherence to HKMA/SFC regulations. The ideal candidate has over 8 years of experience in regulatory affairs compliance within banking, excellent communication skills, and a...

Regulatory Reporting and Surveillance - AVP/VP Subject matter expert for APAC regulatory reporting (trade repositories, SEBI, QFII, short positions). Lead controls, automation and IT partnership to ensure accurate, timely regulatory submissions and minimise operational risk. Key Responsibilities Lead and execute timely, accurate regulatory transaction and...

Regulatory Affairs & Central Compliance Senior Manager Oversight Regulatory Affairs & Central Compliance Excellent job security and worklife balance Our Client Searching for Regulatory Central Compliance Senior Manager with one of the most established Global Private Bank with 250 employees+ in North Asia Branch and operations in over 20 locations. Job Duties...

Regulatory Compliance Senior Manager, Global Private Bank HKMA Regulatory Compliance & Monitoring Supportive and friendly working environment Our Client Appointed by Global Private Bank known for its long term commitment with over 150 years in wealth management and hiring over 2500 professionals worldwide to seek an experienced HKMA Regulatory Compliance...

Lead and execute timely, accurate regulatory transaction and position reporting across APAC (HKMA, MAS, ASIC, SEBI, etc.) for equities and fixed income Own APAC regulatory reporting processes (trade repositories, SEBI, QFII, short position reporting) and act as subject-matter expert. Maintain and enhance control frameworks to improve accuracy, efficiency,...

A globally recognised Retail company in Hong Kong is seeking a Trade Compliance Manager to manage their Trade Operations in APAC. The successful candidate will develop and implement compliance strategies, monitor changes in trade regulations, and ensure adherence to a complex regulatory environment. A minimum of 10 years of experience, strong expertise in...