Business Compliance

(Senior) Business Compliance Manager (Corporate Business Compliance Division) Carries out duties in accordance with policies and various internal rules and regulations of the Bank. Provide advisory services to business units in the interpretation and implementation of compliance requirement. Collects rules and regulations of local, mainland and overseas...

A leading global law firm is seeking a Legal Coordinator (KYC / Compliance) / Paralegal for its Hong Kong office. The role involves handling stock exchange listing applications, guiding clients through compliance processes, and KYC request consolidation. Strong organizational and communication skills in both English and Chinese are essential. This position...

A prominent bank in Hong Kong is seeking a Business Risk Management Manager to implement business risk management and compliance standards. The role involves conducting impact analysis, managing complex interactions, and ensuring effective communication with compliance departments. Ideal candidates will have experience in the financial industry, a university...

A reputable banking institution is seeking a Deputy Branch Manager to oversee branch operations and ensure compliance with internal procedures. This role includes supervising daily operations, supporting the Branch Manager in aligning teams, and leading internal control checks. The ideal candidate will have at least 5 years of relevant experience in branch...

Business Compliance and Operational Risk Manager / Deputy Business Compliance & Operational Risk Manager (BWO) Join to apply for the Business Compliance and Operational Risk Manager / Deputy Business Compliance & Operational Risk Manager (BWO) role at Bank of China (Hong Kong) Apply to join the dynamic team responsible for ensuring the Bank’s operational...

Senior Client Onboarding Officer Company: Compliance Commit Consulting Ltd, a Type 1&2 broker headquartered in Europe. Job Duties Reports directly to the Onboarding Team Lead located in Europe. Manage the client onboarding process. Manage and facilitate comprehensive client due diligence (CDD) and conduct Enhanced Due Diligence (EDD) on complex cases,...

Join a leading Chinese securities firm in Hong Kong as VP, Business ComplianceYour new company This is a top-tier Chinese securities firm with a strong international footprint across Mainland China, Hong Kong, the U.S., the U.K., and Singapore. The firm offers comprehensive financial services including wealth management, investment banking, and fintech...

Legal Coordinator (KYC / Compliance) / Paralegal, Hong Kong – myGwork - LGBTQ+ Business Community 6 days ago Be among the first 25 applicants This job is with Clifford Chance, an inclusive employer and a member of myGwork – the largest global platform for the LGBTQ+ business community. Please do not contact the recruiter directly. Job Description This...

A leading financial services firm in Hong Kong is looking for a Compliance Officer. The role involves supporting the development and implementation of compliance policies, reviewing controls, and liaising with regulators. The ideal candidate should possess a Bachelor's degree in Business, Finance, or Law, along with over 10 years of experience in related...

Business Risk Control & Compliance Specialist Join to apply for the Business Risk Control & Compliance Specialist role at Tangspac International Job Objective We are seeking a highly motivated and detail-oriented individual to join our bank client team as a Business Risk Control & Compliance Specialist. In this role, you will support the Business Risk...