Head of RTO
3 days ago
Responsibilities Monitor the company’s platforms Monitor the reception, transmission and execution of client’s orders Prepares various reports for management and clients Monitor the company’s execution and Best Interest Policy Suggest continues improvement of operational procedures improving the department Trade surveillance and monitoring for transactions Interacting with and operations technology teams Partner with IT on systems enhancements in terms of an automatic monitoring solutions; Testing of software releases, upgrades and applications as part of the trading system Control the trade processing to the clearing firm accurately and efficiently and liaise with them to resolve any trade discrepancies Assisting with reconciliations, fund and balance settlements on accounts at the end of the day Troubleshooting a variety of trading issues and liaising with appropriate teams where necessary to ensure their resolution Preliminary analysis of the customer complaints Perform competitor analysis and market research if required Requirements University/College Graduate Holder of CySec Advance Certificate 5 years’ experience in Brokerage services within a CySec Regulated Environment Excellent command of the English language Ability to work in an intensive environment and under pressure Strong communication skills #J-18808-Ljbffr
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Senior/ Legal
7 days ago
WorkFromHome, Hong Kong SAR China Sony Corporation of Hong Kong Limited Full timeResponsibilities Assist the Head of Legal & Compliance in providing professional legal services, compliance and data privacy. Prepare contracts including confidentiality agreements, non-disclosure agreements, commission agreements and other legal documents. Provide advice and support to all business units on compliance enquiries, rules and regulations for...
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Senior/ Legal
7 days ago
WorkFromHome, Hong Kong SAR China Sony Corporation of Hong Kong Limited Full timeResponsibilities Assist the Head of Legal & Compliance in providing professional Legal services, compliance and data privacy Prepare contracts including confidentiality agreements, non‑disclosure agreements, commission agreements and other legal documents Provide advice and support to all business units on compliance enquiries, rules and regulations for...