Head of Client Services – Brokerage

Head of Operations - Licensed Digital Brokerage Platform Oversee daily brokerage operations including account opening, fund management, trade settlement, reconciliation, and transaction monitoring. Define and track KPIs to ensure service quality, timeliness, and internal control standards are met. Implement robust SOPs and risk controls in compliance with...

A financial services provider based in Hong Kong seeks a Head of Brokerage to lead business development efforts. Ideal candidates will have over 5 years of experience in client relationship management within the securities services industry. Responsibilities include acting as a relationship manager and ensuring business requirements are met. Applicants...

(HK$1.3-$1.6M+above Head of Trading, Director, Online Retailing Brokerage, FI) Our client, an international based online retailing brokerage business, is hiring an experienced Director / Team Head for our online brokerage team, the requirements are as follows: Job Responsibilities/Requirements: Bachelor's degree holder, 10+ years of financial services...

(HK$1.3-$1.6M+above Head of Trading, Director, Online Retailing Brokerage, FI) Our client, an international based online retailing brokerage business, is hiring an experienced Director/Team Head for our online brokerage team. Responsibilities Holder of Bachelor's degree with 10+ years of financial services experience, specializing in online retailing...

A leading recruitment service provider is seeking a Head of Operations for their licensed digital brokerage platform in Hong Kong. This role involves overseeing daily brokerage operations and ensuring compliance with financial regulations such as SFC and AML/CFT. The ideal candidate will drive process improvements, enhance operational efficiency, and...

Join the team that works to deliver industry-leading capabilities to our clients. Drive growth by refining technology-driven customer and client experiences that put users first, providing an unparalleled experience. The Prime Brokerage Middle Office comprises of business-aligned support teams for the equity prime and stock borrow & lending traders based in...

A leading digital brokerage firm in Hong Kong is seeking a Head of Operations to oversee daily brokerage activities and implement compliance measures. The ideal candidate will drive process automation, collaborate with cross-functional teams, and mentor staff while ensuring operational alignment with regulatory standards. This role is crucial for refining...

An international online retail brokerage firm in Hong Kong is seeking a Director / Team Head for their online brokerage team. The ideal candidate should have over 10 years of financial services experience with a specialization in online retailing brokerage. Responsibilities include managing the brokerage team, developing business strategies, overseeing...

A leading financial services firm in Hong Kong is looking for an AVP (Client Relation) to deliver high-quality trading services and manage client inquiries. The ideal candidate will have a university degree in Finance or Business Administration and at least 3 years of brokerage experience. Proficiency in English and Chinese is essential. The role includes...

Recruiting Position: Insurance Brokerage Responsible Officer Company Background: The company is a local firm with a background in the financial industry. It has now made a strategic decision to expand its service offerings by applying for an insurance broker license. It plans to use its strong client relationships and industry expertise to grow this new...