Senior Market Surveillance

Our client, a global investment manager, is seeking a Market Surveillance professional to monitor trading activity, detect potential market abuse and support regulatory compliance. You will work closely with Compliance, Risk, Trading, and Technology teams to strengthen surveillance processes and governance. What you’ll do: Monitor trading across multiple...

Senior Manager - Market Surveillance (Regional), Foreign Bank We are seeking a highly experienced Senior Manager - Market Surveillance to join our Hong Kong office. This role is critical in ensuring the integrity of our high frequency trading activities across equities and derivatives markets throughout the Asia‑Pacific region. The successful candidate...

A leading financial services firm in Hong Kong is seeking a Senior Manager - Market Surveillance. The role involves overseeing market surveillance activities across the Asia-Pacific region, managing alerts for potential market abuse, and ensuring compliance with regulations. Candidates should have at least 8 years of experience in market surveillance, strong...

A prominent financial institution is seeking a Senior Vice President of Monitoring in Hong Kong to oversee market surveillance and ensure compliance with regulations. The ideal candidate should have extensive experience in securities law enforcement, strong leadership skills, and the ability to engage with regulatory bodies. Responsibilities include leading...

A foreign financial institution in Hong Kong is seeking a Senior Manager - Market Surveillance to ensure the integrity of high frequency trading activities across the Asia-Pacific region. This critical role involves overseeing market surveillance, investigating potential abuse cases, and managing surveillance systems. Candidates should have at least 8 years...

ABN AMRO Clearing (AAC) Market Surveillance operates globally across Europe, USA, and Asia‑Pacific to monitor post‑trade market abuse and conduct risk. Note: This position will be hired under the Hong Kong subsidiary - ABN AMRO Clearing Hong Kong Limited. The Job We are seeking a Market Surveillance Officer to join our Market Surveillance department. In...

Our client is a leading global financial services institution with a strong presence across Asia, Europe, and the Americas. They are seeking an Assistant Manager, Market Surveillance to join its Asia‑Pacific Market Surveillance team based in Hong Kong. This team plays a critical role in ensuring the integrity of markets and adherence to global and local...

Compliance Officer, Market Surveillance Qube Research & Technologies (QRT) is a global quantitative and systematic investment manager, operating in all liquid asset classes across the world. We are a technology and data driven group implementing a scientific approach to investing. Combining data, research, technology, and trading expertise has shaped QRT’s...

A leading financial services provider in Hong Kong is seeking a Market Surveillance Specialist. This role involves leading surveillance system projects, reviewing alerts for suspicious trading, and preparing data analytics for management reporting. The ideal candidate should have a university degree in a relevant field, at least 7 years of experience in...

Vice President, Market Surveillance and Monitoring We’re home to Asia's most dynamic and vibrant capital markets. Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every day.HKEX is a purpose-driven company. Our commitment to...