Assistant Vice President, Compliance

4 days ago

hong kong, Hong Kong SAR China PCCW Services Limited Full time

Add expected salary to your profile for insights Being a Assistant Vice President, Compliance, the role is responsible to support Vice President, Compliance & QA, eMPF as the 1.5 line of defense for the eMPF project, to develop and maintain a comprehensive compliance and quality assurance framework with the objective to ensure the adherence to all regulatory requirements while achieving the highest standards of service delivery. Your role Serve as subject matter expert in upholding standards of compliance and controls, including monitoring, reporting, and where practicable, contributing to the development of enhanced control measures supporting ongoing and new business strategies as well as operations. Identify, implement, and oversee the effectiveness of relevant policies, processes, and systems, as well as ensuring compliance with laws and regulations as applicable to the business operations. Support the establishment of an effective training and awareness programs to ensure that all relevant personnel have full knowledge and understanding of governance, risk and control management obligations and related policies, processes, and procedures. Lead immediate follow-up and investigation of any non-compliance or operational risk incidents, and provide quality and timely reporting to internal and external parties, as well as monitoring the implementation of effective control/ remedial measures post incident. Lead complaint management activities to ensure timely identification of compliance issues arising from complaints, implementation of effective remedial actions and preventive measures. Conduct root cause analysis to understand common underlying issues and recommend improvements. Support the development and implementation of quality assurance framework and processes to ensure the operations and the appointed service provider meet all regulatory and contractual obligations through effective controls and monitoring. Support the establishment and maintenance of an effective stakeholder management with relevant internal/ external bodies, including regulators and government agencies/ authorities, to ensure the project meeting the relevant regulatory obligations. To succeed in this role 10 years of experience within pension/ financial services, particularly in the areas of regulatory compliance or quality assurance. Experience in handling complex compliance risk and regulatory matters pertaining to financial services, incident investigations, and review of internal controls. Experience with third-party due diligence process. Excellent in written and spoken of both Chinese and English. Unlock job insights Your application will include the following questions: Which of the following statements best describes your right to work in Hong Kong? What's your expected monthly basic salary? #J-18808-Ljbffr

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