Compliance & Audit Manager (Compliance, Audit, Equities, Funds) (Securities)

Compliance and Audit Manager (Equities, Funds, SFC 1/4/5/9) (Securities) Company Description: A leading financial institution in the securities industry, this firm is committed to providing comprehensive and professional financial services, including brokerage and FinTech solutions. Location: Hong Kong Nature: Permanent Job Title: Compliance and Audit...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Get AI-powered advice on this job and more exclusive features. Lead the formulation of security processes and standards covering the entire lifecycle of Web3 business (such as vulnerbility management, change management, smart contract auditing) to ensure compliance with regulatory requirements in Hong Kong (SFC) and other global regions. Design a security...

Compliance Manager (Equities, Funds, SFC 1/4/5/9) (Securities) Company Description: A leading financial institution in the securities industry, this firm is committed to providing comprehensive and professional financial services, including brokerage and FinTech solutions. Location: Hong Kong Nature: Permanent Job Title: Compliance Manager (Equities, Funds,...

A leading financial institution in Hong Kong is seeking a Compliance and Audit Manager to ensure compliance with regulatory requirements. The ideal candidate will have proven experience in compliance within the securities industry, excellent analytical skills, and proficiency in both English and Chinese. This is a full-time mid-senior level position offering...

Security Compliance and Audit Specialist Get AI-powered advice on this job and more exclusive features. Compliance Process Implementation Support Assist in maintaining the security compliance document library (e.g., SOP, Process & Procedure), track process execution (e.g., employee security training coverage, vulnerability scan frequency), and regularly...

A leading financial institution in Hong Kong is seeking a Compliance & Audit Manager to implement compliance policies and conduct internal audits. The role requires relevant experience in the financial sector, strong analytical skills, and excellent communication abilities in English and Chinese. The successful candidate will provide regulatory expertise,...

A leading financial technology company in Hong Kong is seeking a Security Compliance and Audit Specialist. The role focuses on ensuring compliance with security regulations, conducting audits, and managing compliance documentation related to Web3. Candidates should have over 2 years of experience in information security or compliance, familiarity with...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Join our client, aleading provider of secure, high-tech business solutions in Hong Kong, specializing in security printing, data management, and document digitization. Job Responsibilities Maintain and update audit document control systems, databases, and repositories to organize and safeguard documents, ensuring version control. Receive, review, and log...