Assistant Manager/Manager/AVP of Investment Operations Section

4 days ago


Kowloon, Hong Kong SAR China CMB Wing Lung Bank Limited Full time

Manager/AVP of Investment Operations Section (Shift Duty) (New headcount) Responsible and manage all operations activities of investment operations section Investment Product coverage: Virtual Asset, Securities Settlement, Corporate Action Settlement, IPO Support the business to launch the new investment products, services and distribution channels Develop and implement comprehensive operational procedures Ensure control and compliance with operational risk management standards and regulatory requirements in all areas of the team Shift Duty is required Responsibilities Thorough understanding of local & global equity markets, different financial instruments & operations flow Support the business as the subject matter expert to launch the new or change in investment products, services and distribution channels Define, implement & monitor SLA of different operational activities Manage & monitor the implementation of new systems, launch of products, and departmental & cross-departmental projects in accordance to the business strategies Perform duties as assigned by senior Ensure the operations in compliance with related statutory and regulatory requirements, service agreement and internal guidelines Liaise with different stakeholders in supporting the daily operational activities & resolve any operational issues of the section Develop and implement comprehensive operational procedures in timely manner, and ensure control & compliance with operational risk management standards, regulatory requirements, and service agreement in all areas of the section Identify area of improvement, development and opportunity of the section, and drive productivity & operational excellence Ensure competency across the section of the necessary skills and knowledge to complete all required tasks Responsible for effective supervision, performance of individual and team activities to achieve required productivities and effectiveness (senior roles) Senior roles require to assists section head managing all daily operations activities of investment operations section Requirements Degree holder Minimum 3 years of relevant banking experience Strong communication, interpersonal and analytical skills; Strong leadership, management and interpersonal skills Strong problem solving and influencing skills Familiar with the regulatory requirements (i.e. HKMA & SFC) & markets practices Proficiency in written English and Chinese ; Proficiency in spoken English, Cantonese & Putonghua Proficiency in MS Office applications and Chinese word processing skills Less experienced candidates will be considered for Assistant Manager #J-18808-Ljbffr



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