AVP, AML

A leading investment bank in China and Hong Kong is seeking an AVP for AML and Sanctions Compliance. The ideal candidate will implement AML/CFT programs, provide compliance advice across business units, and supervise high-risk customer profiles. Applicants should have at least 8 years of relevant experience in compliance, preferred qualifications in...

AVP, AML and Sanctions Compliance, Legal and Compliance Add expected salary to your profile for insights Key Accountabilities Assist the Head of AML Compliance to implement and maintain BOCI Group's AML/CFT Program; Provide compliance advice / recommendations to different business units, including Investment Banking Department (IBD), Equity Sales and...

Assistant Vice President / Senior Manager, AML Responsibilities Provide advice on statutory and regulatory requirements on transaction monitoring and suspicious transaction report matters and recommendations in addressing or mitigating identified ML / TF risks Handle internal disclosures, transaction alerts, reporting to JFIU and related record maintenance...

A leading financial institution in Hong Kong is seeking a SA/AVP/VP, Specialist for Know Your Customer in Private Banking. The ideal candidate will be responsible for improving KYC processes, training staff, and conducting due diligence reviews. Applicants should have at least 7 years of banking experience, knowledge of AML/KYC/CDD regulations, and...

A leading investment bank in Hong Kong is seeking an AVP for Business Management and Middle Office in Fixed Income. The successful candidate will perform KYC and AML compliance reviews, support financial risk monitoring, and manage trade lifecycles. Candidates should have a degree in finance or business, a minimum of 5 years' experience in financial...

A leading investment bank in Hong Kong is seeking an AVP for Business Management and Middle Office in Fixed Income. The candidate will oversee KYC and AML processes, support trade management, and engage in compliance monitoring. The ideal candidate should hold a finance-related degree with a minimum of 5 years' relevant experience in financial institutions....

VP/ AVP, KYC Compliance, Private Banking (Contract) We are partnering with a foreign private bank for a KYC Compliance role. Key Responsibilities: Plan, direct and supervise KYC/AML activities associated with new account opening, periodic CDD reviews, trigger event CDD reviews of existing accounts in full compliance with Group standard and regulatory...

AVP, Assistant Relationship Manager, Equity Sales & Derivatives AVP, Assistant Relationship Manager, Equity Sales & Derivatives Key Accountabilities Assist sales personnel in placing orders & following up on post‑order matters; Perform KYC and AML check on customer account documentation to ensure compliance with rules and regulations; Administer ongoing...

A leading recruitment firm is seeking an FCC Compliance AVP for a Regional Private Bank in Hong Kong. The role requires experience in KYC/SOW/Transaction Monitoring within international private banks, ensuring compliance with HKMA and MAS regulations. Candidates should possess strong analytical skills along with proficiency in English and Mandarin. This...

Job Description - SA/AVP/VP, Specialist, Know Your Customer, Private Banking ) Job Description SA/AVP/VP, Specialist, Know Your Customer, Private Banking - ( ) Business Function DBS’ Private Banking offers a one-stop, full-service touch-point for total banking requirements and provides the highest level of personalised banking. We have a team of dedicated,...