Quality Control Associate/Senior Associate, Investment Banking

1 day ago


Hong Kong Island, Hong Kong SAR China Shanxi Securities International Financial Holdings Limited Full time

Quality Control Associate/Senior Associate, Investment Banking Responsible for the quality control of Investment Banking Businesses Participate in the formulation and improvement of the quality control standards and procedures according to the regulatory requirements Review and assess the risk of investment banking transactions, and report to senior management where necessary Implement the quality control guidelines from the headquarter and cooperate with Risk and Compliance Department Perform other job tasks as assigned Requirements: Degree holder or above in Finance/Accounting/Legal or any relevant disciplines 2-3 years of solid experience in quality control of Investment Banking, or 5 years of experience in Investment Banking industry Good knowledge of various financial products and regulations of the capital markets and securities companies in Hong Kong Strong analytical skills and sense of responsibility Good communication skills and able to work under pressure Good command of spoken and written English and Chinese Your application will include the following questions: How many years' experience do you have as an Investment Banking Associate? Which of the following statements best describes your right to work in Hong Kong? How many years' experience do you have in a quality control (QC) role? What's your expected monthly basic salary? #J-18808-Ljbffr



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