Operations Management– Middle Office– VP/AVP
2 days ago
Operations Management– Middle Office– VP/AVP About Us Huatai International Financial Holdings Company Limited (“Huatai International” or “the Company”), is the only overseas wholly‑owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group’s international arm which plays as a crucial role in the group's internationalization strategy by: a) not only providing offshore capital market services (and a global business platform) but also provides onshore clients with valuable cross‑border capital market services (aligned with the mainland China government’s policies and commercial intentions); b) actively making use of Huatai Securities’ leading position, distribution network and customer base in mainland China; c) integrating on a global basis across many jurisdictions and regions, a successful and fully integrated international financial platform with innovative financial services solutions. Job Description Provide trade support and trade lifecycle management across multiple asset classes, including Equities, Fixed Income, Rates, Credit, Commodities and related derivatives and structured note, including exotics products. Ensure accurate and timely trade capture, allocation, settlement and regulatory reporting such as HKTR across all asset types. Reconcile cash, trades and positions daily with prime brokers, custodians, and counterparties, and investigate and resolve trade discrepancies and settlement issues promptly. Oversee the daily operational activities performed by the team, and act as an escalation point in resolving high risk exception items on daily basis. Work closely with Technology team to develop and implement process improvements to enhance efficiency, reduce risk, and support business growth. Participate in system enhancements and upgrades to support evolving business needs. Monitor and manage operational risks associated with trading activities. Collaborate with Risk Management and Compliance teams to address any control gaps and enhance operational efficiency. Conduct data analysis to support decision‑making and identify trends in trade and operational activity. Assist in the preparation of regulatory filings and other compliance‑related documentation. Ensure compliance with all regulatory requirements and internal policies related to middle office operations. Act as a point of contact for audits and regulatory inquiries. Qualifications Bachelor's degree in Finance, Business Administration, or a related field Minimum of 7 years of experience in a middle office or similar role within an investment bank or financial services firm. Strong understanding of Middle Office Functions and Financial Products. Proven leadership and people management skills with the ability to inspire and motivate teams. Excellent analytical and problem‑solving abilities, with a keen attention to detail. Strong communication and interpersonal skills, capable of engaging with stakeholders at all levels. Good command of spoken and written English and Mandarin. #J-18808-Ljbffr
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Hong Kong Island, Hong Kong SAR China Huatai Financial Holdings (Hong Kong) Limited Full timeA leading international financial services firm in Hong Kong seeks a VP/AVP for Operations Management in Middle Office. The successful candidate will manage trade support across various asset classes and ensure compliance with regulatory requirements. Ideal applicants should have over 7 years of experience in middle office roles, strong leadership abilities,...
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AVP, Fixed Income Middle Office
6 days ago
Hong Kong Island, Hong Kong SAR China BOC International Holdings Ltd Full timeA leading investment bank in Hong Kong is seeking an AVP for Business Management and Middle Office in Fixed Income. The candidate will oversee KYC and AML processes, support trade management, and engage in compliance monitoring. The ideal candidate should hold a finance-related degree with a minimum of 5 years' relevant experience in financial institutions....
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AVP, Fixed Income Middle Office
4 days ago
Hong Kong Island, Hong Kong SAR China BOC International Holdings Limited Full timeA leading investment bank in Hong Kong is seeking an AVP for Business Management and Middle Office in Fixed Income. The successful candidate will perform KYC and AML compliance reviews, support financial risk monitoring, and manage trade lifecycles. Candidates should have a degree in finance or business, a minimum of 5 years' experience in financial...
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AVP/VP, Business Manager
1 week ago
Hong Kong Island, Hong Kong SAR China Crossings Executive Search Full timeOur client is a leading financial institution. Due to business needs, they are seeking a high calibre AVP/VP, Business Manager in Hong Kong. Responsibilities Report to the Managing Director of the business Support the execution of the business plan and management of Profit & Loss of the business Establish strong relationships and communications with internal...
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Hong Kong Island, Hong Kong SAR China BOC International Holdings Ltd Full timeAVP/VP, Equity Settlement, Business Operations Add expected salary to your profile for insights AVP/VP, Equity Settlement, Business Operations Key Accountabilities To manage, monitor and assist for Global Equity Settlement on daily business support. Products to cover include but not limited to Global Equities, Stock borrowing & lending, Stock Option Plan for...
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Hong Kong Island, Hong Kong SAR China DBS Full timeJob Description - AVP/VP Specialist, Operational Risk Management, Global Financial Markets (WD76831) Job Description AVP/VP Specialist, Operational Risk Management, Global Financial Markets - ( WD76831 ) Business Function As a leader in global financial markets operations, DBS extends a broad range of capabilities in foreign exchange and derivatives, money...
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Hong Kong Island, Hong Kong SAR China BOC International Holdings Ltd Full timeAVP, Business Management and Middle Office, Fixed Income Add expected salary to your profile for insights AVP, Business Management and Middle Office, Fixed Income Key Accountabilities Complete timely review of Know Your Customer (KYC), anti-money laundering risk assessment, and ongoing continuous customer due diligence (CCDD) as required; Assist in executing...
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AVP APAC Prime ETF Middle Office: Lead
1 week ago
Hong Kong Island, Hong Kong SAR China Barclays Full timeA leading global financial institution in Hong Kong seeks an AVP for the APAC Prime Exchange-Traded Funds Middle Office. This role involves managing the ETF creation and redemption lifecycle, leading a team, and collaborating with various stakeholders. Candidates should have a Bachelor's degree and at least 4 years of relevant experience in trade support,...
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Strategic AVP/VP, Business Manager — Growth
1 week ago
Hong Kong Island, Hong Kong SAR China Crossings Executive Search Full timeA leading financial institution is seeking a high calibre AVP/VP, Business Manager in Hong Kong. The successful candidate will support the execution of the business plan and manage Profit & Loss. Responsibilities include establishing strong relationships with stakeholders and assisting senior management with operational risk and cost control. We require a...
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VP/AVP, Business Audit – Legal, Compliance
6 days ago
Hong Kong Island, Hong Kong SAR China 300005 Chief Executive's Office_00002555 Full timeJob Description - VP/AVP, Business Audit – Legal, Compliance & Secretariat HH) Job Description VP/AVP, Business Audit – Legal, Compliance & Secretariat - ( HH ) Business Function Group Audit helps the Board and Executive Management meet the strategic and operational objectives of the DBS Group. We conduct independent checks to ensure that the Group’s...
