Manager, Compliance Monitoring

Founded in 1908, Bank of Communications Co., Ltd. (Stock Code: 3328) is one of the oldest banks in China and operates as a national banknote‑issuing institution. The bank is listed on the Hong Kong and Shanghai Stock Exchanges and operates 30 provincial branches plus a network of 2,637 locations in 173 cities and 112 counties across China. It also...

A leading financial institution in Hong Kong is seeking a Manager for Compliance Monitoring. The successful candidate will develop and monitor compliance programs, advise senior management on regulatory issues, and provide necessary training to staff. Candidates must hold a degree in Accounting or a related discipline, possess at least five years of...

A leading bank in Hong Kong is seeking an experienced compliance officer to develop and monitor adherence to statutory and regulatory requirements. The role involves advising management on compliance issues and providing training to staff. Candidates should possess a degree in Law, Accounting, or Business Administration, with a minimum of 5 years of banking...

A leading wealth management group in Hong Kong is seeking a Compliance Monitoring Veteran at VP Level. The role demands at least 8 years of experience in HKMA regulatory compliance and risk control, with responsibilities including annual risk assessment, compliance monitoring, and ensuring adherence to HKMA/SFC regulatory requirements. Strong communication...

A leading financial institution is seeking a Fintech Compliance Manager in Hong Kong. You will develop and execute compliance policies, advise management on compliance matters, and monitor regulatory issues related to fintech and banking products. The ideal candidate holds a university degree and has solid experience in banking fintech compliance. Excellent...

ComplianceConsulting Limited was established in 2003, and is the first financial services consulting company in Hong Kong, offering regulatory and compliance advisory services to financial intermediaries. Our clients include brokerage houses, futures trading companies, corporate finance advisors, funds trading platforms, independent financial advisors, asset...

Our Client European Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Responsibilities Perform annual risk assessment to identify key risk areas that need to be monitored. Report to North Asia Head of...

A leading compliance consulting firm in Hong Kong is seeking a Senior Analyst for Compliance and Corporate Services. This junior role involves supporting senior managers in client servicing for licensed financial institutions, drafting regulatory documents, and ensuring compliance with deadlines. Ideal candidates possess a degree in relevant fields,...

Overview Senior Analyst - Compliance and Corporate Services. JAST Compliance is a leading compliance consulting firm in the financial industry in Hong Kong. We are expanding our client servicing team by opening this junior level role. Responsibilities Assist senior managers and partners on daily client servicing work for licensed financial institutions....

Manager, Operational and Technology Risk Why Mox Everything at Mox – from our products, features, to rewards – is designed based on customer research, tailor made for your needs. We care about what customers care about, especially in data security and privacy. Data ethics is core to everyone here at Mox. Who are we looking for? The Mox Operational,...