VP, Specialist, Governance

4 days ago


Hong Kong, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time
Business Function

As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits, investments, insurance, mortgages, credit cards and personal loans, to help our customers realise their dreams and aspirations at every life stage. Our financial solutions are not only the best in the business - they were made just right for you.

Responsibilities
  • Enhance risk governance within Consumer Banking Business Unit by assisting Head of Governance & Control in driving the Unit's risk forum.
  • Lead the gap analysis process with business stakeholders on new regulatory circulars to ensure compliance with regulatory requirements.
  • Provide oversight and assurance on CBG business units to have proper control or solution in place to close the gap in complying with regulatory requirements
  • Lead onsite regulatory inspections & exams and work with business stakeholders in conjunction with compliance teams. Monitor to ensure implementation of corrective actions if any, by working with business stakeholders.
  • Support business units on internal audit and compliance review exercise
  • Coordinate with business stakeholdersand ensure submissions of regulatory reporting on investment and insurance timely met. Review the quality of the submission to ensure a high and consistency quality of delivery in the bank's submission to regulators.
  • Oversee the sales process, product offering, policy and procedure on Investment and/or Insurance to ensure compliance with the local regulatory requirements.
  • Work with transformation teams under the CBG COO to provide input on risk control and compliance related matters on process design and flow
  • Ensure proper implementation of Unit-specific operational risk policies and procedures via coordinating proper completion and validation of RCSA/ Gap Analysis and perform quality review and validation.
  • Monitor timely completion of quality RCSA and provide guidance on the identification / assessment of risks and controls. Monitor and track proper action plans are established to address any control gaps identified.
  • Ensure timely reporting/escalating of risk events/significant incidents via communication of reporting requirements with respective units and regular tracking and monitoring and perform action tracking to ensure timely issue resolution. Review and validate risk events reported for factual accuracy, proper categorization of event, cause, effect, and monitor that proper action plans are established to correct and prevent event from recurring.
Requirements
  • • Degree holder; Knowledge of consumer banking practices & procedures ; Specialized academic qualifications or experience in general banking operations is an advantage ; Minimum 10 years of experience in consumer banking operations.
    • Knowledge on Retail Banking Investment & Insurance is required.
    • Knowledge on Unsecured Lending & Retail Banking Digital Development is an advantage.
    • Ability to apply critical thinking and thought leadership to influence change and minimize operational risk by strengthening controls.
Apply Now

We offer a competitive salary and benefits package and the professional advantages of a dynamic environment that supports your development and recognises your achievements.

We regret only shortlisted candidates will be notified .


  • Hong Kong, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time

    As the leading bank in Asia, Group Strategy, Transformation, Analytics and Research (GSTAR) supports our management on the implementation of the Group's agenda. Data Management & Governance, organised under GSTAR, is the implementation of enabling infrastructures, policies, practices and procedures that allow the organisation to manage the end-to-end...


  • Hong Kong, Central and Western District, Hong Kong SAR China TEKsystems Hong Kong Full time

    OverviewTEKsystems Hong Kong is looking for a seasoned Data Governance Specialist to join their risk and compliance team.Job DescriptionThis specialist will work on implementing a third-party management framework, focusing on reducing vendor and supplier risk levels. The process involves assessing vendors, creating process maps, drafting policies, and...


  • Hong Kong, Central and Western District, Hong Kong SAR China Fusion Bank Limited Full time

    About the RoleFusion Bank Limited is seeking a highly skilled Senior IT Governance Specialist to join its team. As a key member of the organization, you will play a critical role in ensuring the effective governance and control of IT projects.Job Description:The successful candidate will be responsible for:Ensuring IT projects are aligned with the bank's...


  • Hong Kong, Central and Western District, Hong Kong SAR China Fusion Bank Limited Full time

    Company OverviewFusion Bank Limited is a leading financial institution that prioritizes IT governance and control to ensure the successful execution of its projects. As an IT Governance and Control Specialist, you will play a critical role in driving this initiative.


  • Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time

    Job SummaryWe are seeking a Governance Risk Specialist to join our Consumer Banking Business Unit in Hong Kong. This role will be responsible for enhancing risk governance within the business unit, leading gap analysis processes, and providing oversight and assurance on regulatory compliance.


  • Hong Kong, Central and Western District, Hong Kong SAR China Interfill Group Full time

    Job Opportunity: AVP/VP, Enterprise Risk Management A prestigious Foreign Corporate Bank Branch in Hong Kong is currently seeking a seasoned AVP or VP to join their Risk Management department, specifically within the Enterprise Risk sub-team. As a key member of the team, you will play a pivotal role in driving the development and enhancement of our...


  • hong kong, Hong Kong SAR China BDP Asia Pacific Limited Full time

    Responsibilities Direct reports to VP APAC Sales and dotted line to the Regional Sales Director. Hybrid supporting and hunting role. Day-to-day customer follow-up and communication with product/procurement teams. Send quotations to customers and follow up; tele-sales to get appointments for the Sales Team (align with Regional/Area Sales Director/Manager...


  • Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time

    Job OverviewAIA International Limited is seeking an experienced Agency Governance Specialist to join our team. This role will play a crucial part in ensuring the quality of agency operations and compliance with regulatory requirements.


  • Hong Kong, Central and Western District, Hong Kong SAR China IO TECH SOLUTIONS LIMITED Full time

    Job DescriptionWe are seeking an experienced Data Governance Specialist to join our team at IO TECH SOLUTIONS LIMITED. As a Business Analyst, you will play a key role in supporting the development of data governance strategies and processes within our organization.About the RoleThe successful candidate will be responsible for performing business analysis,...


  • Hong Kong, Central and Western District, Hong Kong SAR China Global Executive Consultants Ltd. Full time

    Job OverviewWe are seeking a highly skilled Information Systems Governance Specialist to join our team at Global Executive Consultants Ltd.


  • Hong Kong, Central and Western District, Hong Kong SAR China E-job agency limited Full time

    Job OverviewE-job Agency Limited is seeking an Executive Corporate Governance Specialist to manage a full spectrum of company secretarial duties.


  • Hong Kong, Central and Western District, Hong Kong SAR China King Deux Search & Consulting Full time

    Job DescriptionWe are seeking a seasoned Corporate Governance Specialist to join our esteemed client in the real estate industry.The ideal candidate will possess a strong background in compliance and corporate governance, with at least 7-10 years of relevant experience working with listed companies.This senior role is responsible for ensuring adherence to...


  • Hong Kong, Central and Western District, Hong Kong SAR China Dah Sing Financial Group Full time

    About the RoleWe are seeking a highly skilled Senior Data Governance Specialist to join our team at Dah Sing Financial Group. As a key member of our organization, you will be responsible for driving data governance initiatives that support our business objectives.Job DescriptionThe successful candidate will work closely with business leaders to improve data...


  • Hong Kong, Central and Western District, Hong Kong SAR China DBS Bank (Hong Kong) Limited Full time

    Job OverviewWe are seeking a highly skilled Data Management Governance Specialist to join our team at DBS Bank (Hong Kong) Limited. As a leading bank in Asia, we support our management on the implementation of the Group's agenda, and this role will play a key part in achieving that goal.About the RoleThe successful candidate will be responsible for...


  • Hong Kong, Central and Western District, Hong Kong SAR China Link REIT Full time

    About the RoleWe are seeking an Executive Corporate Governance Specialist to join our team at Link REIT. As a key member of our Company Secretariat Department, you will play a crucial role in providing company secretarial services and support for listed companies.


  • hong kong, Hong Kong SAR China KOS International Limited Full time

    VP of Data and Analytic (60465) Hong Kong About the Client Our client is a well-established firm with a leading presence in Hong Kong and globally, and they are looking to hire a VP of Data and Analytic to join the team. About the Role Reporting to the CIO, you will provide architectural leadership for technology solutions, data architectures, data...


  • Hong Kong, Central and Western District, Hong Kong SAR China AIA International Limited. Full time

    AIA International Limited is a leading life insurance company seeking an experienced AML and Governance Specialist to lead our Corporate Solutions team in ensuring compliance with statutory, regulatory, and internal requirements. This role involves performing full range of Anti-Money Laundering (AML) / Counter-Financing Terrorism (CFT) related activities.Key...


  • Hong Kong, Central and Western District, Hong Kong SAR China Sanderson-iKas Full time

    Job DescriptionSanderson-iKas, a leading provider of innovative solutions in Hong Kong, is seeking an experienced Data Governance Specialist to join our team. As a key member of our organization, you will play a critical role in shaping our data management strategy and ensuring the quality and integrity of our data assets.About the RoleWe are looking for a...


  • Hong Kong, Central and Western District, Hong Kong SAR China King Deux Search & Consulting Full time

    King Deux Search & Consulting is a specialized executive search firm dedicated to delivering bespoke talent solutions across financial services and commerce. Our commitment extends beyond finding the right opportunity for our candidates, as we strive to leave a lasting legacy that transcends the hiring process.Stay informed about the exceptional clients we...


  • hong kong, Hong Kong SAR China Projob21.com Ltd. Full time

    Our Client European Based Wealth Management Banking Group, hiring over 550 employees in APAC region and total AUM USD of 195 Billion+ is in search for Compliance Monitoring Veteran of VP Level for Greater China region. Job Duties Perform annual risk assessment to identify key risk areas that need to be monitored. Report to North Asia Head of Compliance....