Deputy Head
6 days ago
Key Responsibilities
- Lead end-to-end client onboarding processes, ensuring strict compliance with SFC, HKMA, AML/CFT regulations, and AMLO requirements.
- Oversee KYC/CDD reviews for high-risk clients, design risk mitigation strategies, and streamline due diligence workflows.
- Monitor regulatory updates and implement updates to internal policies, training programs, and operational manuals.
- Collaborate with Compliance, Legal, and Front Office teams to resolve escalated onboarding cases and approve exceptions.
Requirements
- Bachelor's degree in Finance, Law, or Business; AMAC/CAMS certifications preferred.
- 6+ years in operations at a Hong Kong licensed institution, with 2+ years in team leadership.
- Proficiency in due diligence tools.
- Fluency in English and Mandarin.
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