APAC Regulatory Compliance Specialist

Ashford Benjamin Ltd is seeking a highly skilled Regulatory Compliance Officer to join our team in the APAC region.Job SummaryThe successful candidate will be responsible for ensuring compliance with regulatory requirements across all aspects of our business, with a focus on Investment Research and Corporate Banking.Main Responsibilities:Providing compliance...

Job DescriptionA key role has become available in our team at Ashford Benjamin Ltd, focusing on the compliance aspect of our operations within the Asia Pacific region.The Control Room and Research Compliance Specialist will be responsible for ensuring adherence to regulatory requirements and maintaining a robust control framework.Key...

Are you a seasoned professional in anti-money laundering and compliance seeking a challenging role in the Asia-Pacific region?MRA Search is proud to partner with a prestigious trust service provider to offer this exciting opportunity for an AML Compliance Specialist.About the CompanyThis esteemed organization has been recognized for its high-quality services...

Job DescriptionA challenging opportunity has arisen for an experienced Regulatory Compliance Specialist to join Ashford Benjamin Ltd as Regional Compliance Leader for APAC markets. Reporting to the Head of Compliance, you will be responsible for ensuring that our business operations in the region are in compliance with all relevant regulations and laws.About...

We are seeking a highly experienced Compliance professional to lead our APAC Compliance team. The MD-Designated Compliance Officer will be responsible for providing Compliance advice and guidance to Moody's businesses in the APAC region, including Hong Kong, Singapore, Japan, and Australia.The ideal candidate will have extensive experience in Compliance,...

At Ashford Benjamin Ltd, we are seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong.Job SummaryWe are looking for an experienced professional to provide regulatory advice and guidance to our licensed entity and APAC fund business and control function. The successful candidate will be responsible for monitoring relevant...

Job DescriptionWe are seeking a seasoned Regulatory Compliance Specialist to join our team at JC Executive Search. As a key member of our organization, you will play a vital role in ensuring that our clients' businesses operate in compliance with relevant regulations and laws.Key Responsibilities:Draft and review documents related to compliance matters,...

Company Overview:Hong Kong Exchanges and Clearing Limited (HKEX) is a leading financial market operator, connecting people and businesses across Asia. Our mission is to provide world-class trading, clearing, and risk management services.About the Role:The Regulatory Policy & Markets team under Group Compliance manages an internal service to facilitate...

Responsibilities: Provide regulatory advise to Hong Kong licensed entity and APAC fund business and control function Monitor relevant regulatory changes and development Implement related policies and procedures Support new business initiatives and ensure related rules and regulation are identified and followed Handle employee and general compliance work...

Job DescriptionAt Ashford Benjamin Ltd, we are seeking a seasoned Compliance Specialist to lead our Control Room and Research Compliance function in the Asia Pacific region. As a key member of our team, you will be responsible for ensuring compliance with regulatory requirements and industry standards.Main Responsibilities:Clearance of investment research...

We are Classy Wheeler Limited, a renowned financial services group. To support our continuous growth in the securities and futures division, we are now seeking a highly skilled Regulatory Compliance Specialist to join our team in Hong Kong.Job SummaryThis role is responsible for ensuring that company policies, internal control procedures, and manuals are...

About the RoleWe are seeking an experienced Global Legal Compliance Specialist to support our APAC operations for a leading global financial services firm.Key ResponsibilitiesDraft and review legal documents, including fund documents, distribution agreements, and corporate contracts, ensuring compliance with regulatory requirements.Provide expert legal...

Job Title: Compliance Risk SpecialistThe ideal candidate for this Senior Compliance Associate role at Moody's will work within the Global Compliance Program Office, primarily supporting the APAC Compliance team. This position involves working closely with the APAC Compliance team and contributing to key initiatives such as Compliance Risk Assessment,...

Job DescriptionAs a key member of our team, the Chief Compliance Officer - APAC will play a critical role in ensuring that our Hong Kong operations are fully compliant with all relevant laws and regulations.About the RoleWe are seeking a seasoned compliance professional with extensive experience in financial services regulation. The successful candidate will...

About the Role:We are seeking an experienced Chief Financial Operations Manager to join our team in APAC. In this role, you will be responsible for leading and monitoring statutory and tax filings in Hong Kong & Macau to ensure all regulatory requirements are met.Key Responsibilities include:Leading and monitoring statutory and tax filings in Hong Kong &...

Job Title: Risk Management Associate - APAC Compliance">Moody's is a global leader in integrated risk assessment, empowering organizations to make informed decisions. We are seeking a highly skilled Risk Management Associate to join our APAC Compliance team.Job Summary:The Risk Management Associate will play a crucial role in supporting the Global Compliance...

Job Description:Ashford Benjamin Ltd is seeking an experienced Control Room and Research Compliance Specialist to join our team in Asia Pacific.Key Responsibilities:Compliance Clearance: Provide timely compliance clearance on investment research against the watch and restricted lists, ensuring accurate transactional/role disclosures.Framework Development:...

Job SummaryWe are seeking a highly skilled Compliance Risk Analyst to join our APAC team. The ideal candidate will have excellent written and verbal communication skills, project management experience, and expertise in the Office suite.About Moody'sMoody's is a global integrated risk assessment firm that empowers organizations to make better decisions. Our...

Job OverviewWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at Larson Maddox in Hong Kong.About UsLarson Maddox is a leading investment bank committed to excellence in financial services. Our dynamic team is dedicated to ensuring compliance and operational integrity while supporting our clients' diverse needs.Job...

Robert Walters Hong Kong is seeking an experienced Hedge Fund Compliance Specialist to join our team in Hong Kong. The successful candidate will play a critical role in ensuring adherence to regulatory requirements and promoting a culture of compliance within our organization.Estimated Salary: HKD 600,000 - HKD 800,000 per annumAbout the RoleThe Hedge Fund...