Securities Officer
2 days ago
Responsibilities:
- Perform thorough analysis of client documentation, including identification documents, financial statements, and legal agreements, to verify the authenticity and accuracy of information.
- Assist in the onboarding process for new clients, ensuring all required documentation is collected, reviewed, and recorded accurately.
- Conduct periodic reviews of client profiles to ensure ongoing compliance with regulatory standards and internal policies.
- Stay up-to-date with relevant regulations and industry best practices in KYC and AML to ensure compliance and provide guidance to the team.
- Escalate any potential risk or suspicious activities identified during the KYC process to the appropriate internal departments for further investigation.
- Ensure all client information and documentation are accurately maintained in the bank's systems and databases. Contribute to process improvement initiatives to enhance efficiency and effectiveness in the KYC and account opening processes.
Qualifications:
- 4 years+ of experience in KYC and corporate account opening within securities firm
- Strong knowledge of regulatory requirements and best practices related to KYC and AML in the private banking sector
- Fluency in Chinese and English
Our client offers excellent remuneration package to the right candidate. Interested parties please kindly reach out to Eunice Lee at 3907 0744 / e.lee@gravitasgroup.com for a confidential discussion.
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