Due Diligence Officer
3 weeks ago
Your Role:
Do you have sharp analytic skills? Are you a stickler for getting things right? We are looking for someone like that to:
• conduct enhanced due diligence on high risk client on-boarding requests, including identification and assessment of any financial crime risks, reputational risks and the plausibility and corroboration of source of wealth
• liaise confidently with the front office staff, KYC teams and colleagues in business lines to coordinate the assessment and provide a final decision
• conducting enhanced due diligence on newly higher risk clients at least quarterly, including review of the account activities and assessment of any financial crime risks and reputational risks that are emerged in the existing relationships
• communicate decisions to Business Heads on whether the relationships can be retained or terminated amid change of risk level in structural and detailed manner
• provide subject matter expert advices to Business on financial crimes topics arisen at on-boarding stage and during client life-cycle
• review the way financial crime policies and procedures are executed at various stages in the client life-cycle to ensure adherence to applicable KYC and Financial Crime due diligence standards
• report any findings and following them through to resolution
• working both within the financial crime team and the business to deliver on strategic projects and commitments
Your team :
You’ll be working in the Financial Crime team in Hong Kong. We offer an exciting, fast-paced working environment, a culture of mutual respect and teamwork and the opportunity to play a vital role in our growth.
Your expertise :
• at least 2 years of relevant experience
• a good understanding of the compliance issues and private banking industry
• good general knowledge of relevant AML regulations in key jurisdictions in Asia including Hong Kong and Singapore. Other Compliance knowledge and experience a plus
• a collaborative approach to achieving goals, ready to take initiatives, actively share information, and be willing to undertake a variety of roles within Financial Crime team as required
• an ability to build and sustain strong relationships with business staff and management and with colleagues in the team, locally, regionally and globally
• good Microsoft Office skills. Knowledge of monitoring systems a plus
You are:
• able to critically challenge the status quo with an independent mindset
• reliable and resilient (challenging situations and conversations don’t scare you)
• fluent in English and Cantonese with strong command of Mandarin preferred
-
Vice President, Customer Due Diligence
Found in: Talent HK C2 - 1 week ago
Hong Kong, Hong Kong SAR China China CITIC Bank International Limited Full timeJob Description In order to apply for the selected job, you must first create a user account and your profile. Vice President, Customer Due Diligence Job Title: Job ID: 13581 Location: Full/Part Time: Full-Time Job Purpose Manage the teams to support line manager and Financial Crime Compliance to execute and manage the operations of Customer Due...
-
Deputy Operation Manager
3 weeks ago
Hong Kong, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeAML Team - Responsibilities: Engage in Customer Due Diligence process for onboarding, periodic review and trigger event review Analyze KYC information and documents Contact customers to complete CDD requirements within defined service level Comply with relevant regulatory requirements and the Bank's internal policies. and guidelines ...
-
Operations Executive, Managed Services, Customer Due Diligence
Found in: Talent HK C2 - 1 week ago
Hong Kong, Hong Kong SAR China KPMG China Full timeKPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to become a responsible corporate citizen that has a positive impact on our environment...
-
AML Manager
3 weeks ago
Hong Kong, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeResponsibilities: Formulate and update AML/CTF policies and procedures in light of the latest regulatory requirements and market practices Provide advice to frontline and other relevant units on AML related matters Perform institutional ML/TF risk assessment periodically for the Bank Group Establish and review risk assessment models in terms of...
-
Vice President, Customer Due Diligence
Found in: Talent HK C2 - 1 week ago
Hong Kong, Hong Kong SAR China China CITIC Bank International Full timeJob Purpose Manage the teams to support line manager and Financial Crime Compliance to execute and manage the operations of Customer Due Diligence (CDD) Centre and as a senior checker of sanction compliance checking, CDD periodic reviews and trigger event reviews for personal/corporate accounts Responsibilities - As a checker in...
-
Customer Due Diligence Intern
2 weeks ago
Hong Kong, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeResponsivities: Conduct Customer Due Diligence (CDD) process of customer profile for onboarding, periodic review and trigger event review. Identify and verify KYC documents and customer statistic data. Contact customers to provide incomplete CDD information and documentation within service level. Responsible for general data entry and filing ...
-
Principal Consultant
Found in: Talent HK C2 - 1 week ago
Hong Kong, Hong Kong SAR China ERM Full timeWe are seeking an experienced and connected Principal Consultant to join our team in Hong Kong with a focus on private sector financial institutions (PSFIs). This is an excellent opportunity to join a growing business in a senior role, and brings access to ERM's worldwide network of experts, best practices, and learning opportunities. The role also offers a...
-
Assistant Operation Manager
3 weeks ago
Hong Kong, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeResponsibilities: Engage in Customer Due Diligence process for onboarding, periodic review and trigger event review Analyze KYC information and documents Contact customers to complete CDD requirements within defined service level Comply with relevant regulatory requirements and the Bank's internal policies. and guidelines Requirements: Diploma...
-
Senior Customer Due Diligence Manager
2 weeks ago
Hong Kong, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeResponsibilities: Review customer profile, KYC documents and customer statistic data for onboarding, periodic review and trigger event review before submission to business. Monitor the team's quality and quantity within service level. Comply with relevant government regulations and the Bank's internal guidelines and policies. Prepare and deliver...
-
Family Office Investment Associate/Manager
3 weeks ago
Hong Kong, Hong Kong SAR China Global Sage Hong Kong Full timeResponsibilities: Conduct thorough analysis of investment opportunities across various asset classes including equities, fixed income, real estate, and alternative investments. Research and evaluate potential investments based on their risk-return profile, market trends, and financial performance. Prepare detailed investment memos and presentations for...
-
Investment Director, Chinese firm
Found in: beBee S HK - 4 weeks ago
Hong Kong, Hong Kong SAR China Randstad Hong Kong Full timeInvestment Director, Chinese firmSeeking a seasoned investment professional to join a Chinese firm to support the business growth and business ownerâs personal investment. As the Investment Director, you will be the individual contributor and responsible for evaluating and managing international investment projects, overseeing property investments, and...
-
Investment Director, Chinese SME
Found in: beBee S HK - 3 weeks ago
Hong Kong, Hong Kong SAR China Randstad Hong Kong Full timeSeeking a seasoned investment professional to join a Chinese small- middle size firm to support the business growth and business ownerâs personal investment. As the Investment Director, you will be the individual contributor and responsible for evaluating and managing international investment projects, overseeing property investments, and handling...
-
Investment Director, Chinese SME
Found in: beBee jobs HK - 3 weeks ago
Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full timeSeeking a seasoned investment professional to join a Chinese small- middle size firm to support the business growth and business owner's personal investment. As the Investment Director, you will be the individual contributor and responsible for evaluating and managing international investment projects, overseeing property investments, and handling various...
-
Investment Director, Chinese SME
Found in: beBee S HK - 3 weeks ago
Hong Kong, Hong Kong SAR China Randstad Hong Kong Full timeSeeking a seasoned investment professional to join a Chinese small- middle size firm to support the business growth and business ownerâs personal investment. As the Investment Director, you will be the individual contributor and responsible for evaluating and managing international investment projects, overseeing property investments, and handling...
-
Investment Director, Chinese SME
Found in: beBee jobs HK - 6 hours ago
Hong Kong, Central and Western District, Hong Kong SAR China Randstad Hong Kong Full timeSeeking a seasoned investment professional to join a Chinese small- middle size firm to support the business growth and business owner's personal investment. As the Investment Director, you will be the individual contributor and responsible for evaluating and managing international investment projects, overseeing property investments, and handling various...
-
Investment Director, Chinese SME
Found in: beBee S HK - 4 hours ago
Hong Kong, Hong Kong SAR China Randstad Hong Kong Full timeSeeking a seasoned investment professional to join a Chinese small- middle size firm to support the business growth and business ownerâs personal investment. As the Investment Director, you will be the individual contributor and responsible for evaluating and managing international investment projects, overseeing property investments, and handling...
-
Senior/ Product Manager
8 hours ago
Hong Kong, Hong Kong SAR China Bank Of China (Hong Kong) Limited Full timeResponsibilities Lead a team to fulfill all product requirements from front offices (for senior role) Work with traders in understanding their latest business initiatives Conduct market research on new products, and have a good understanding on the relevant risk and regulatory requirements. Monitor the latest regulatory developments relating to financial...
-
Non Financial Risk Senior Consultant – Focusing on Third Party Risk and Anti Bribery
Found in: Talent HK C2 - 2 weeks ago
Hong Kong, Hong Kong SAR China Sia Partners Full timeJob description Our Non-Financial Risk team is an integral part of our Risk, Data Protection & Regulatory Compliance (RDC) business unit, providing support to our clients on a wide array of topics, including but not limited to: Strategy Regulatory compliance Risk assessment Resilience Training & Knowledge Management RESPONSIBILITIES Guide...
-
Manager / Associate Director, Deal Advisory, Deal Strategy
Found in: Talent HK C2 - 1 week ago
Hong Kong, Hong Kong SAR China KPMG China Full timeKPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to become a responsible corporate citizen that has a positive impact on our environment...
-
Analyst / Assistant Manager, Deal Advisory, Deal Strategy
Found in: Talent HK C2 - 3 weeks ago
Hong Kong, Hong Kong SAR China KPMG China Full timeKPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to become a responsible corporate citizen that has a positive impact on our environment...