Trainee, Compliance

1 week ago

Hong Kong Island, Hong Kong SAR China Natixis Corporate & Investment Banking Full time

Natixis Corporate & Investment Banking is a leading global financial institution that provides advisory, investment banking, financing, corporate banking and capital markets services to corporations, financial institutions, financial sponsors and sovereign and supranational organizations worldwide.

Our teams of experts in close to 30 countries advise clients on their strategic development, helping them to grow and transform their businesses, and maximize their positive impact. Natixis CIB is committed to aligning its financing portfolio with a carbon neutrality path by 2050 while helping its clients reduce the environmental impact of their business.

This role is responsible for supporting the APAC Financial Crime Compliance (FCC) in the execution of FCC Programme (i.e. Anti-Money Laundering/ Counter Terrorist Financing (AML/CFT), Sanctions, Anti-Bribery & Corruption and Reputational Risks) with a focus on Transaction Monitoring (TM) & Investigations. As a member of the APAC FCC team, this role will work with various stakeholders across Natixis local, APAC and Global businesses and functions in providing support on FCC matters, handling of TM alerts and Investigations as well as reviewing escalations involving suspicious activities, material hits and/or adverse news.

Main Responsibilities:

  • Assist in TM alerts review and case escalations to ensure suspicious activity/transactions are thoroughly investigated;
  • Assist in reviewing escalations and exceptions relating to Know Your Customer (KYC);
  • Support the MLRO in the timely filing of STRs;
  • Conduct trend analysis of emerging FCC risk exposures to the Bank;
  • Monitor AML/CFT regulatory developments, new guidelines or requirements, and ensure updates are completed timely and communicated;
  • Assist in establishing, reviewing and updating APAC FCC Policies and Procedures to ensure alignment with applicable regulations and internal Head Office (HO) and APAC Policies' requirements;
  • Assist in collating and preparing of Management Information (MI) for submission to HO and/or business stakeholders;
  • Conduct name screening and escalation for BizCom review;
  • Assist in maintaining the APAC FCC Project Tracker, and make escalations when it is appropriate;
  • Support FCC related projects as required

Required Skills:

  • Internship Experience in FCC role, preferably with a focus on TM and Investigations in a corporate/investment banking environment.
  • Good understanding of local FCC regulations in APAC with a focus on HK and international Sanction laws etc. is preferred.
  • Fluency in English and Cantonese (spoken and written) is a must. Additional languages such as Mandarin or French is preferred but not mandatory.
  • Good critical thinking and analytical skills with an eye for details.
  • Ability to work under pressure, multi-task with a 'can-do' attitude.
  • Team player with good communication and project management skills.
Seniority level

Not Applicable

Employment type

Internship

Job function

Other

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