Analyst, Custody

Role Responsibilities

Strategy

Execute Fund of Funds orders including order placement, payment and settlement for clients and other related needs with excellent service standards. Take proactive action to ensure continuous improvement and effective risk management in order to protect clients’ and Bank’s interests.

Business

Support the business in meeting its obligations on the prevention of money laundering under the Group’s policy and Standards, and under local law and regulations Organise and supervise the execution of settlement activities for local equities as required and work closely with external parties such as counterparties to meet clients’ needs. Work closely with and other business teams for the Fund of Funds life cycle and other divisions of the

Processes

Resolve all problematic transactions on operations and proactively work closely with internal & external parties such as counterparties and the central depository to pre-empt potential service level issues. Ensure the settlement operations are running in accordance with the rules laid down in the Departmental Operating Instructions Manual at all times. Process cash order cheque issuance Process TT Payment supporting Custody Transaction Management business Process internal book record update Support reconciliation, filing and some administrative works such as courier arrangement and etc.

Risk Management

Compliance with the internal guidelines and procedure requirement

Governance

Compliance with the internal guidelines and procedure requirement

Key stakeholders

All parties for supporting Custodian business

Our Ideal Candidate

Education: Diploma or Higher

Training:

Prefer to have Minimum 2 years of operation experience in banking or securities industry but fresh graduate will be considered Preference with experience on Securities or Fund of Funds Operations

Languages: Proficiency in both spoken English and Cantonese.

Role Specific Technical Competencies

Microsoft Word, Excel and PowerPoint.

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